IHS Markit and MSCI to Provide Regulation-Ready Liquidity Risk Management Solution
- 7 years 4 months ago
- Regulatory Standards, Risk Management
IHS Markit, a world leader in critical information, analytics and solutions, today announced an alliance with MSCI (NYSE: MSCI) to help asset managers implement liquidity risk management programs and comply with SEC Rule 22e-4. Available next month, the multi-asset class solution integrates fixed income market and liquidity data from IHS Markit with MSCI LiquidityMetrics analytics.
Opus & Ponemon Institute Announce Results of 2017 Third Party Data Risk Study: 56% of Companies Experienced Data Breach, Yet Only 17% are Prepared to Mitigate Risk
- 7 years 4 months ago
- Compliance, Risk Management
Opus, the leading provider of global compliance and risk management solutions, today announced the results of the second annual Ponemon Institute Data Risk in the Third- Party Ecosystem study. Sponsored by Opus, the study uncovers the security risk companies face when sharing sensitive information with third parties.
GLEIF Answers Financial Industry Calls to Enable Faster, Customized and Automated Access to the Legal Entity Identifier Data Pool
- 7 years 4 months ago
- Regulatory Standards, Infrastructure
Basel – The Global Legal Entity Identifier Foundation (GLEIF), the body responsible for ensuring the operational integrity of the Global Legal Entity Identifier (LEI) System, today launched its LEI ‘Look-up’ application programming interface (API). It provides developers with the opportunity to directly access the complete LEI data pool in real time and to perform on-demand checks for changes to specific LEI records in a convenient, easy-to-read... more
FICO Achieves Amazon Web Services (AWS) Financial Services Competency status
- 7 years 4 months ago
- Security, Data Protection, Fraud Detection, Compliance, AML and KYC
Silicon Valley analytic software firm FICO announced that its TONBELLER® Siron® suite of anti-money laundering (AML) and know your customer (KYC) solutions have achieved Amazon Web Services (AWS) Financial Services Competency status. This designation recognises FICO for delivering robust solutions on AWS to help organisations manage critical issues pertaining to the industry, such as risk management, data management, navigating compliance... more
Corlytics Develops FCA’s Intelligent Handbook
- 7 years 4 months ago
- Regulatory Standards, Risk Management
Corlytics, the global leader in regulatory risk intelligence, has helped develop the world’s first intelligent regulatory handbook for the UK’s Financial Conduct Authority.
AxiomSL Wins Reporting Product of the Year for Credit Agricole Singapore MAS 610 and 649 Reporting
- 7 years 4 months ago
- Regulatory Standards, Data, Risk Management
AxiomSL, the global leader in regulatory reporting, data and risk management solutions, has been named as “Reporting Product of the Year” at the Asia Capital Markets Awards 2017. The awards ceremony was jointly hosted by Futures & Options World (FOW) and Global Investor Group in Singapore on Thursday, 21 September. AxiomSL was recognised for its involvement in regulatory reporting to the Monetary Authority of Singapore mandates 610 and 649... more
ULLINK Partners with Leading European Bank to Launch New MiFIDII Solution for Systematic Internalisers
- 7 years 4 months ago
- Trading Systems, Compliance
ULLINK, a global provider of electronic trading and connectivity solutions to the financial community, has partnered with a leading European bank to develop a new solution for client quote management. The new solution, called UL QUOTE, is available to Brokers acting as a Systematic Internaliser (SI), enabling them to comply with MiFID II regulations concerning pre-trade transparency.
ULLINK Partners with Leading European Bank to Launch New MiFIDII Solution for Systematic Internalisers
- 7 years 4 months ago
- Trading Systems, Compliance
ULLINK, a global provider of electronic trading and connectivity solutions to the financial community, has partnered with a leading European bank to develop a new solution for client quote management. The new solution, called UL QUOTE, is available to Brokers acting as a Systematic Internaliser (SI), enabling them to comply with MiFID II regulations concerning pre-trade transparency.
Smartkarma Expands into Europe to Bring Innovation and Transparent Pricing to European Investment Research, Addressing MiFID II Concerns
- 7 years 4 months ago
- Compliance
Smartkarma, Asia’s largest provider of independent investment research, today announced the opening of its new UK office to serve as a hub to build out its independent research analyst community in Europe and support its buy-side investor clientele. Arzish Baaquie, who joined the firm in 2014 and previously led the Special Situations offering, is spearheading the growth of Smartkarma in the UK and will build a team based in Baker Street, London.
More than Half of Financial Executives are Still Not Confident About MiFIDII
- 7 years 4 months ago
- Compliance
Research from TeleWare, a leading communication technology business, reveals that just 42 per cent of senior decision makers are confident in their firm’s knowledge of MiFID II requirements. Although only 99 days away, worryingly more than half (54 per cent) believe more education is needed on details of the European directive.
Five Essential Pillars of Big Data GDPR Compliance
- 7 years 4 months ago
- Compliance
On May 25, 2018, the General Data Protection Regulation (GDPR) will come into effect in the European Union. Chances are you’ve already seen quite a bit of buzz surrounding GDPR and for good reason - it represents a significant change in how data will be handled around the world.
Governor Software Partner with Neo4j
- 7 years 4 months ago
- Regulatory Standards, Data
Governor Software Ltd, today announced its partnership with Neo4j, the #1 Graph Platform. The partnership will see Neo4j provide its proven enterprise graph database to Governor’s regulatory oversight proposition which supports financial institutions communicate obligations, understand risk status and prove compliance.
EquiLend and Trax to Launch Interoperable Front-to-Back SFTR Offering
- 7 years 4 months ago
- Transaction Banking, Security, Regulatory Standards
EquiLend and Trax are collaborating on a full front-to-back Securities Financing Transactions Regulation (SFTR) solution to support mutual clients in their SFTR reporting requirements. EquiLend’s expertise in the securities finance industry combined with Trax’s regulatory reporting and repo trade confirmation heritage will result in a comprehensive service covering all SFTR-eligible asset classes.
Linedata Launches New Interface to DTCC’s CTM in Support of MiFID II and Industry Requirements
- 7 years 4 months ago
- Investment, Investment Management, Compliance
Linedata (Euronext Paris:LIN), the global solutions provider dedicated to the investment management and credit industries, today announced the extension of its 10-year strong partnership with The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure.
Integral Launches MiFIDII Compliance Tech
- 7 years 5 months ago
- Compliance
Integral, the technology partner trusted by leading banks, brokers, and investment managers to design, deliver and grow their FX businesses, announced today solutions for MiFID II compliance. Integral will deliver its entire platform with services necessary to meet MiFID II requirements including assistance with pre-trade and post-trade transparency, surveillance, TCA, reporting, and record keeping.
