Pegasystems and Music Icon Sheryl Crow to raise funds for Stand Up To Cancer (SU2C)
- 7 years 4 months ago
- Compliance, Regulatory Standards, AML and KYC, Non-Financials
Pegasystems Inc. (NASDAQ: PEGA), the software company empowering customer engagement at the world’s leading enterprises, today announced an initiative to raise funds for Stand Up To Cancer (SU2C), a program of the Entertainment Industry Foundation, a 501(c)(3) charitable organization, dedicated to accelerating the pace of groundbreaking cancer research to get new therapies and treatments
European Trading Houses Are Challeged with Regulatory Burden
- 7 years 4 months ago
- Regulatory Standards
Regulation is overwhelmingly the biggest hurdle traders face, according to a major survey of equity, bond and other product traders in the UK and Europe conducted by SIX Swiss Exchange.
Pega teams up with Pivotal to extend the usage of cloud services
- 7 years 4 months ago
- Cloud, Compliance, AML and KYC, Security
Pegasystems Inc. (NASDAQ: PEGA), the software company empowering customer engagement at the world’s leading enterprises, today extended its cloud choice commitment by giving clients even more freedom to deploy Pega solutions on their preferred cloud provider with no vendor lock-in.
92% of CMOs in Financial Sector Prepared for GDPR
- 7 years 4 months ago
- Compliance, Data
New research from Relay42, a leading European data management platform company, has identified profound challenges for the financial services industry regarding the General Data Protection Regulation (GDPR) updates — which will be effective exactly a year from today, 25th May 2018. The research showed that 96% of C-level finance marketers (CMOs) believe that GDPR is the responsibility of their IT counterparts, with only 4% saying marketing... more
IHS Markit Reveals MiFID II Solution for Regulatory Outreach and Repapering
- 7 years 4 months ago
- Regulatory Standards
IHS Markit, a world leader in critical information, analytics and solutions, today announced the launch of its Outreach360 platform available on Counterparty Manager. Outreach360 is designed to address specific MiFID II regulatory rules including the need to manage and share documentation as well as address regulatory outreach and repapering between counterparties. The platform also supports outreach for KYC (Know Your Customer), tax and... more
ABN AMRO Selects Fenergo for Bank-Wide Client Lifecycle Management
- 7 years 4 months ago
- Compliance, AML and KYC
Fenergo has today announced that ABN AMRO has selected its award-winning Client Lifecycle Management software platform to support its CDD / KYC target operating model and business transformation strategy. The third largest bank in the Netherlands will roll-out the Fenergo Client Lifecycle Management platform across its Commercial, Corporate & Investment, Retail and Private Banking business lines.
RSRCHXchange to Offer Research Consumption Data via CorpAxe Platform for MiFID II Compliance
- 7 years 4 months ago
- Compliance
RSRCHXchange, the MiFID II research solution and marketplace for institutional research, today announces a partnership with CorpAxe, a market-leading solution for corporate access management (inclusive of commission management, broker vote and regulatory compliance), to make research consumption data available to mutual buy-side customers.
Mitratech to Take to the Stage at Compliance Week 2017
- 7 years 4 months ago
- Compliance, Infrastructure
Mitratech, the leading provider of legal, compliance, and operational risk software solutions, has announced today it will be participating at the highly anticipated Compliance Week 2017, which takes place May 22-24 in Washington D.C. at the historic Mayflower Hotel.
RegTech Experts Share Key Insights at a Recent Broadridge Event for Asset Managers
- 7 years 4 months ago
- Regulatory Standards, Infrastructure
Broadridge Financial Solutions, Inc. recently hosted a RegTech event focused on helping firms navigate the evolving and complex regulatory landscape. The panel featured Buy-side expertise around Regulatory Reporting, Data Governance, and the Lifecycle of Investment Operations. Key learnings discussed as firms begin to develop a RegTech Operations model include: leveraging clean data, understanding the enterprise data topography, and acceptance... more
Axia: Advisory service capabilities enhanced, MiFID II-ready
- 7 years 4 months ago
- Wealth Management, Compliance, Regulatory Standards
Profile Software, an international financial solutions provider, today announced the enrichment of Axia, its leading web-based platform for wealth management across all service lines, with new advisory service capabilities in light of the forthcoming MiFID II regulation.
Research Shows 64% of Financial Services Firms Still at Risk of Non-compliance Fines
- 7 years 4 months ago
- Compliance
Compuware Corporation, the world’s leading mainframe-dedicated software company, today released new research revealing that, despite making progress over the past 12 months, the majority of European and U.S. businesses are still inadequately prepared to comply with the new EU General Data Protection Regulation (GDPR), due to be enacted next year. Key findings include:
GreySpark and Oxial Go for Compliance Collaboration
- 7 years 4 months ago
- Compliance
Capital Markets firms can now benefit from a new continuous compliance service for algorithm risk management, thanks to a partnership from new generation GRC solution provider OXIAL, and financial markets specialist GreySpark.
IRIS and Xero to streamline tax processes
- 7 years 4 months ago
- Tax Authorities, Accounting
Two of the UK’s leading accountancy sector software providers have joined forces in anticipation of the digital tax changes sweeping the nation. IRIS Software is today announcing a partnership with Xero to streamline the bookkeeping process for UK accountants in preparation for HMRC’s ‘Making Tax Digital’ (MTD) initiative.
Wolters Kluwer Hires Finance & Risk Market Manager for APAC Business
- 7 years 4 months ago
- Compliance, Regulatory Standards, Audit and Reporting, Accounting
Wolters Kluwer’s Finance, Risk & Reporting business has hired Sarfaraz Ahmed as Market Manager, Finance and Risk, for its growing Asia Pacific (APAC) business.
EBRD Joins SWIFT’s Know Your Customer Registry
- 7 years 4 months ago
- AML and KYC
In a move to facilitate global and local financial flows and ensure their transparency, the European Bank for Reconstruction and Development has signed up to use SWIFT’s Know Your Customer (KYC) Registry and is encouraging partner banks in countries where it invests to follow suit
