TCV invests in AxiomSL
- 7 years 3 months ago
- Compliance, Security
AxiomSL, the global leader for risk data management and regulatory reporting technology for the financial services industry, today announced that growth equity firm TCV has made a strategic investment in the company. This investment represents AxiomSL’s first institutional financing, having bootstrapped to scale since its founding in 1991. TCV’s investment will enable the company to accelerate growth and cement its position as the financial... more
Droit Reports Big Bank Wins for MiFIDII Tech
- 7 years 3 months ago
- Compliance
Five of the world’s leading financial institutions have committed to using Droit Financial Technologies (“Droit”) as their choice for MiFID II trade compliance. The decision by BNP Paribas, Crédit Agricole CIB, Goldman Sachs, Lloyds and UBS represents a watershed in the industry search for a strategic solution in the run-up to the implementation of the new European regulations.
New RPA Solution from IHS Markit Addresses MiFID II Challenge for the Buyside
- 7 years 3 months ago
- Compliance
IHS Markit, a world leader in critical information, analytics and solutions, today announced the launch of RPA Manager, a comprehensive service helping asset managers acquire investment research in compliance with MiFID II.
Liquidnet Launches Algo Ranking Model in Europe as Part of Its Virtual High Tough MIFIDII Solutions
- 7 years 3 months ago
- Compliance
Liquidnet, the global institutional trading network, today announced that its Algo Ranking Model technology is available in Europe, building on a successful launch in the US. Using innovative technology and a multi-factor model, the Algo Ranking Model holistically profiles every order to rank execution strategies in real-time according to order characteristics, trading objectives, market conditions, and performance targets.
90% of Buy-Side Firms Are at Risk of Non-Compliance By MiFID II Deadline
- 7 years 3 months ago
- Regulatory Standards
JWG, trusted industry experts in regulatory change management, today announced the results of a recent survey focused on the buy side and its readiness for the incoming Markets in Financial Instruments Directive (MiFID II), effective from January 3, 2018.
Kompli-Global’s Technology Will Make Life More Difficult for Money Launderers
- 7 years 3 months ago
- AML and KYC
Life is about to get tougher for money launderers. One of the new government’s first tasks will be to approve draft regulations to implement EU 4MLD[i]. These new regulations, with their more rigorous approach, apply to banks and other relevant persons[ii]. One of the major changes is the need to thoroughly search for adverse information on potential and existing customers and to evidence this has been done. Carrying out Customer Due Diligence (... more
Earthport Taps Accuity for Tailored Payments and Compliance Solution
- 7 years 3 months ago
- Payments, Security, Compliance, AML and KYC
Earthport, the payment provider transforming the future of cross-border payments, has chosen Accuity, the leading regtech provider of financial crime compliance, payments and know-your-customer (KYC) solutions, to power its payments platform, giving its clients a faster and more secure international payment service.
1WorldSync Enhances Product Information Cloud Platform With Expanded Offerings to Improve Global Cross-Channel Commerce Capabilities
- 7 years 4 months ago
- Compliance
1WorldSync, the leading provider of product content solutions has launched five new apps and features to enhance customers' ability to grow global cross-channel sales. The new capabilities enable more efficient content syndication and improved compliance and product transparency offerings to simplify content aggregation and exchange between trading partners.
Nasdaq's BWise and KPMG Align to Provide Comprehensive GRC Solutions
- 7 years 4 months ago
- Compliance, Risk Management
Nasdaq's BWise (Nasdaq:NDAQ), a global leader in enterprise Governance, Risk Management and Compliance (eGRC), and
IHS Markit and Deloitte to Address MiFID II Compliance for Outreach and Repapering
- 7 years 4 months ago
- Regulatory Standards
IHS Markit, a world leader in critical information, analytics and solutions, today announced a strategic alliance with Deloitte to address MiFID II regulatory challenges. This combined offering leverages IHS Markit’s Outreach360 solution and Deloitte’s regulatory business advisory expertise via a managed service.
Preta Reveals Project to Build PSD2 Directory
- 7 years 4 months ago
- Compliance
Following a stakeholder consultation started in 2016 to determine industry requirements, PRETA commits to providing a compliance-driven directory solution to support market actors in meeting PSD2 access-to-account provisions.
Trax and Bats Unite for MiFIDII Equities Trade Reporting
- 7 years 4 months ago
- Compliance
Trax®, a subsidiary of MarketAxess Holdings, Inc. and a leading provider of regulatory reporting, trade matching and capital market data services, and Bats Europe, a CBOE Holdings, Inc. company and the region’s largest equities exchange operator, today announce plans to offer Trax Approved Publication Arrangement (APA) customers the choice to direct equity trade reports to the Bats APA in order to help market participants comply with MiFID II... more
HCL Reveals GDPR Services to Enable Organizations Comply with EU Data Protection Regulation
- 7 years 4 months ago
- Security and Compliance, Regulatory Standards
HCL Technologies (HCL), a leading global IT services provider, announces the launch of General Data Protection Regulation (GDPR) services to help organizations comply with EU GDPR regulation. The new GDPR Regulation which is mandated to be adopted by May 2018, extends the data rights of individuals and requires organizations to develop clear policies and procedures to protect personal data and adopt appropriate technical and organizational... more
The SmartStream RDU steams ahead with a fully integrated reference data service for MiFID II
- 7 years 4 months ago
- Compliance, Data
The SmartStream Reference Data Utility (RDU), founded by Goldman Sachs, JPMorgan Chase, Morgan Stanley and SmartStream, today announced a new Markets in Financial Instruments Directive II (MiFID II) reference data service, enabling financial organisations to more easily meet regulatory requirements, which go live in January 2018. The SmartStream RDU MiFID II service is now in testing with customers.
NEX Regulatory Reporting to Utilise Duco Cube for MiFID II Reconciliation Solution
- 7 years 4 months ago
- Compliance, Regulatory Standards, Data
NEX Regulatory Reporting, a NEX Group business which provides regulatory reporting services across worldwide regulatory regimes, and Duco, the global provider of self-service data normalisation and reconciliation services, today announce that NEX Regulatory Reporting is to use Duco’s technology to provide MiFID II reconciliation to their clients.
