Thomson Reuters reveals suite of MiFID II reference data capabilities
- 7 years 2 months ago
- Compliance
Demonstrating its commitment to deliver a comprehensive suite of solutions to assist the financial services industry in complying with impending January 3, 2018, MiFID II reference-data requirements, Thomson Reuters has enhanced its reference-data capabilities, available on its integrated data and analytics delivery platform, DataScope.
Mitratech Announces New DataStoreDSX Compliance, Productivity and Cost Reduction Features at Compliance Week Europe 2017
- 7 years 2 months ago
- Compliance, Risk Management
Mitratech, the leading provider of legal, compliance, and operational risk software solutions, announced today that it will debut new features to its industry-leading DataStoreDSX enterprise content management solution during Compliance Week Europe 2017, November 13-14, 2017 in Amsterdam.
Hermes Selects Red Deer’s MiFID II Solution to Prevent Inducement and Streamline Research Compliance
- 7 years 2 months ago
- Compliance
Red Deer, a next-generation financial technology company dedicated to enhancing the performance of active investment managers, is pleased to announce that its MiFID II research valuation management solution has been selected by Hermes Investment Management (Hermes), the £30.1 billion manager. Hermes will use the solution to manage its research inducement, consumption, valuation and budgeting requirements, in compliance with the new MiFID II... more
Vestergaard Drive Efficiency and Compliance with FlowForma BPM
- 7 years 2 months ago
- Compliance, BPM
FlowForma, the leading provider of BPM tools for Microsoft Office 365®, today announced that Vestergaard, is using the no code FlowForma BPM tool to increase efficiency and internal compliance across their contract management proc
Liquidnet Study Finds Dark Trading Adjusting Ahead of MIFID II
- 7 years 2 months ago
- Trading Systems, Compliance
Liquidnet, the global institutional trading network, today published Shape Shifting: Accessing the Dark Post MiFID II research on how buy-side traders plan to trade in the dark once broker dark pools are no longer admissible. Today, 65% of respondents see buy-side crossing networks as their most effective venue for accessing the dark versus 20% who still prefer broker dark pools.
Opus Partners with Fenergo to Provide Streamlined Integration and Accelerate KYC at all Stages of the Client Lifecycle
- 7 years 2 months ago
- Compliance, Risk Management
Opus, the leading provider of global compliance and risk management solutions, today announced a partnership with Fenergo, the industry standard for Client Lifecycle Management (CLM) software solutions for investment, corporate and private banks. Together, the companies will offer seamless integration of risk relevant data into the Know Your Customer (KYC) process for a complete, end-to-end workflow.
China Everbright Bank Opts for Wolters Kluwer’s OneSumX for Regulatory Reporting
- 7 years 2 months ago
- Compliance, Audit and Reporting
China Everbright Bank (CEB) has chosen Wolters Kluwer’s OneSumX Regulatory Reporting to provide its regulatory reporting software for its operations in Luxembourg.
Burton-Taylor Report: Financial Crime and Compliance Data Market Booming
- 7 years 2 months ago
- Compliance, Security
Spending on data and information to help organizations tackle financial crime and compliance needs is soaring, according to a new report published today by Burton-Taylor International Consulting (part of TP ICAP’s Data & Analytics division). This bespoke analysis is based on independent Burton-Taylor research and in-depth interviews with leading and emerging suppliers of data and information services to support anti-money laundering (AML... more
Corvil Unveils New UTC Traceability Solution for MiFID II and CAT Compliance
- 7 years 3 months ago
- Compliance
Corvil today announced the launch of a new solution that establishes a system of traceability to Coordinated Universal Time (UTC), a critical capability for monitoring, analysing and reliably reporting activity on electronic trading networks. This is now a mandatory requirement for businesses to comply with pending financial regulations such as MiFID II from the European Securities and Markets Authority (ESMA) and the Consolidated Audit Trail (... more
Omnislots by Dialinvest N.V. enters Paydentity contract for KYC
- 7 years 3 months ago
- AML and KYC
iSignthis Ltd (ASX : ISX | DE : TA8), the world leading RegTech for identity verification and payment services, is pleased to announce that it has contracted and commenced the integration of its services with Dialinvest International N.V. which is incorporated, licensed and regulated by the Government of Curaçao under the gaming license number 8048/JAZ. Dialinvest specialises in online slots and has over 1000 slots in their game portfolio.
Sourcing Liquidity the Biggest Challenge Facing Fixed Income Trading Desks as MiFIDII Rooms
- 7 years 3 months ago
- Compliance
The Fixed Income Leaders Summit has published the report “On the precipice: Are you ready for MiFID II”, following a survey it conducted of 100 heads of European fixed income in Q3 2017. The report comes as the buy-side is in the midst of preparations for the legislation before the looming 3rd January implementation deadline.
GDPR Has 93% of Businesses Worried About Using the Cloud to Store Data
- 7 years 3 months ago
- Cloud, Compliance, Data
93% of companies are worried about the storage of their data in the cloud after the General Data Protection Regulation (GDPR) and 91% are concerned about how the new rules will affect cloud services, according to new research from Calligo, a world-leading cloud solution provider. The figures were in a survey of 500 IT decision-makers in companies with more than 100 employees and £15 million turnover, examining how businesses are preparing for... more
Opus Helps Companies Respond to May 2018 Regulatory Deadline with New GDPR Solution
- 7 years 3 months ago
- Compliance, Risk Management
Opus, the leading provider of global compliance and risk management solutions, today announced the launch of its new Third Party GDPR Compliance solution, developed specifically to identify and manage General Data Protection Regulation (GDPR) risk in third-party relationships.
Bank Polskiej Spóldzielczosci Chooses Wolters Kluwer’s Integrated Risk and Regulatory Reporting Platform
- 7 years 3 months ago
- Compliance, Risk Management
Warsaw-based Bank Polskiej Spóldzielczosci SA (Bank BPS) has chosen Wolters Kluwer’s OneSumX for Risk and OneSumX for Regulatory Reporting to provide an integrated risk and regulatory reporting solution following a competitive tender process.
STAC and Interxion Join Forces on MIFID II’s Challenges
- 7 years 3 months ago
- Compliance
With the EU’s Markets in Financial Instruments Directive II (MiFID II) about to come into force in January 2018, capital markets participants are now urgently taking steps to digest the requirements and meet this latest regulatory challenge. MiFID II is poised to disrupt the status quo in financial services, demanding firms make major changes to the way they operate, as well as the technology and connectivity infrastructures they depend upon.
