Security/Compliance

Wolters Kluwer to Host Basel IV Webinar with Risk.net

Wolters Kluwer’s Finance, Risk & Reporting (FRR) business is hosting a webinar on April 7th, devoted to discussing the implementation of Basel IV in the Asia Pacific (APAC) Region. Read more »

Wolters Kluwer Compliance Solutions Issues US IRS Guidance

Wolters Kluwer’s Compliance Solutions business has issued guidance about recently announced US relief measures in light of COVID 19. Last week the US Internal Revenue Service (IRS) announced “relief” for persons (i.e., individuals, businesses, etc.) to pay 2019 taxes due. On Saturday, March 21, 2020 the IRS issued a second announcement which added to the relief an extension to file 2019 federal income tax returns. The extended deadline for a... more Read more »

Wolters Kluwer Grows Minnesota Staff by 25%

Global technology solutions provider Wolters Kluwer has been quietly expanding its Minnesotan HQ for its award winning Compliance Solutions business and other businesses that sit within its Governance, Risk & Compliance (GRC) Division, growing staff numbers by 25% compared with 2017. Wolters Kluwer now has 717 staff working in Minnesota, nearly a 25 percent increase from 575 full time employees in 2017, a figure confirmed by the GRC Division... more Read more »

Cloud9 Partners with Business Systems (UK) Ltd for Compliant Voice Recording

Cloud9 Technologies ("Cloud9"), a leader in cloud-based communications, has partnered with Business Systems (UK) Ltd (“BSL”), a specialist in call recording and workforce optimisation solutions, to provide more robust and legally-compliant cloud-based recording solutions for institutional traders.   Read more »

CFPB Takes Key Steps To Prevent Consumer Harm

The Consumer Financial Protection Bureau (Bureau) today announced three steps to advance its strategy on one of its key priorities: preventing consumer harm. Read more »

FCA Censures Crypto Exchange BitMex

We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers. Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised by us. However, some firms act without our authorisation and some knowingly run investment scams. Read more »

TradeTech 2020: Innovation and Transformation in the New Decade

With 2020 dawning in a matter of months, the start of a new decade provides an opportune time to reflect on the evolution of the equity-trading market: What will it take for buy-side institutions to thrive in this fast-changing world? How quickly can you adapt to seize upon opportunities created by new economic, regulatory,  technological, and political realities?  Read more »

ICA Announces New Partnership to Develop Best Compliance Practice in the Czech Republic

International Compliance Association (ICA), the leading professional body for the global regulatory and financial crime compliance community, is pleased to announce it has signed a new, strategic partnership with the Compliance Academy, a private educational institution for compliance, risk and governance professionals, to develop best compliance practice in the Czech Republic.  Read more »

MirrorWeb listed in FINRA Compliance Vendor Directory

MirrorWeb is pleased to announce that it is now listed in the Financial Industry Regulatory Authority (FINRA) Compliance Vendor Directory (CVD), a resource which enables firms to search for vendors that offer compliance-related services. As a new participant of the CVD, FINRA members can learn more about MirrorWeb’s digital archiving platform, which helps regulated firms adhere to record-keeping and financial promotion compliance. Read more »

RSA® Adaptive Authentication for eCommerce Improves Fraud Protection and User Experience

RSA (@RSAsecurity), a global cybersecurity leader delivering Business-Driven Security™ solutions to help organizations manage digital risk, announces the general availability of RSA Adaptive Authentication for eCommerce version 20.5. Read more »

ICA Launches Specialist Certificate in Money Laundering Risk in New Technology

The International Compliance Association (ICA), the leading professional body for the global regulatory and financial crime compliance community, today launched the ICA Specialist Certificate in Money Laundering Risks in New Technology;  a course designed to focus on the increasing impact of technology and the advantages it brings but also the ways in which it can be exploited by criminals. Read more »

Konexo, Grant Thornton UK LLP and DXC Technology Announce Collaboration to Focus on IBOR Transition challenges

Unique global alternative legal and compliance services provider, Konexo, a division of Eversheds Sutherland, has forged an innovative and strategic collaboration with leading business and financial adviser Grant Thornton UK LLP and DXC Technology to provide an integrated solution to the Interbank Offered Rates (IBOR) transition.    The evolving IBOR transition is amongst the most critical business, risk, legal and market driven change programs... more Read more »

Wolters Kluwer Wins Major Accolades for SaaS Regulatory Reporting Solution and Regulatory Engine Upgrade

Wolters Kluwer’s Finance, Risk & Reporting (FRR) business has won three major accolades for its industry leading integrated regulatory compliance and reporting solutions. The awards specifically celebrate the success of the company’s software-as-a-service (SaaS) Regulatory Reporting solution and its Regulatory Engine Upgrade, both launched in mid 2019. Read more »

SteelEye partners with TeleMessage for mobile communications archiving

SteelEye, the compliance technology and data analytics firm, has announced a partnership and first joint client with TeleMessage. Read more »

CISI Member Andreas Yiasemides MCSI Appointed President of the Cyprus Investment Funds Association

The Chartered Institute for Securities & Investment (CISI) is delighted to congratulate Andreas Yiasemides MCSI for his appointment as President of the Cyprus Investment Funds Association (CIFA).   A CISI member, Mr Yiasemides is also a member of the CISI National Advisory Council (NAC) in Cyprus. His tenure at the CIFA is for three years.   Mr Yiasemides, a founding member of CIFA, takes over the CIFA leadership from Angelos Gregoriades who... more Read more »

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