NICE Actimize Enhances Sales Practices & Suitability Solution with Flexible Client Review Models and Investigative Tools
- 7 years 6 months ago
- Compliance, Security
As regulatory bodies around the world step up enforcement of investment suitability regulations to ensure firms and advisors are properly managing investor wealth, NICE Actimize, a NICE (Nasdaq: NICE) business and the leader in Autonomous Financial Crime Management, has enhanced its Sales Practices & Suitability solution with new flexible client review models and investigative tools that enable firms to align compliance programs with... more
Shield FC Announces Cloud-Enablement of Compliance Platform
- 7 years 6 months ago
- Compliance
Specialist RegTech provider Shield Financial Compliance (Shield FC) announces the cloud-enablement of its compliance platform. The Shield Cloud provides financial institutions with a full and flexible regulatory compliance solution, out of the box.
Chainalysis Secures $30M Investment Led by Accel to Pave Way for Next Wave of Cryptocurrency Growth
- 7 years 6 months ago
- Cryptocurrencies, Compliance
Chainalysis, the leading provider of cryptocurrency compliance and investigation solutions, has secured a $30M Series B financing led by Accel. Benchmark also increased its investment in the company after leading its $16M Series A round last April. Chainalysis will use the funding to support strategic product development of new cryptocurrency usage and open an office in London that will act as a hub for its research and development lab and... more
Shield FC Named One of the Most Influential FinTech Companies for 2019
- 7 years 6 months ago
- Compliance
Specialist RegTech provider Shield Financial Compliance (Shield FC) is proud to announce it has been named as one of Financial Technologist Magazine’s List of the Most Influential FinTech Companies for 2019.
SWIFT to open The KYC Registry to corporates
- 7 years 6 months ago
- AML and KYC
SWIFT announces that it is to open its world-leading Know Your Customer platform, The KYC Registry, to corporates. In a first step, from Q4 2019, all 2,000 SWIFT-connected corporate groups will be able to join The KYC Registry, and use it to upload, maintain and share their KYC information with their banks.
Semafone appoints new CEO Gary E. Barnett to fuel global growth
- 7 years 6 months ago
- Security, Compliance, Data, People Moves
Semafone, the leading provider of data security and compliance solutions for call and contact centres, today announced the appointment of Gary E. Barnett to the role of chief executive officer as the company prepares to expand its presence in the U.S. market. Effective immediately, Mr Barnett will replace Tim Critchley who, as CEO of Semafone since 2009, has led the company from a UK start up to an award-winning international business spanning... more
Post-MiFID II Financial patform launches webcast series with inaugural session on PATISSERIE VALERIE
- 7 years 6 months ago
- Compliance, Security
ReachX, an emerging financial platform looking to transform wholesale banking and research in a post-MiFID II environment, is pleased to announce the launch of its webcast series.
Shield FC eComms Platform Chosen as One of the Top Start-Ups by Coveted Deloitte RegTech Challenge Competition
- 7 years 6 months ago
- Compliance
Shield Financial Compliance (Shield FC) is proud to announce it is one of the winners in the Deloitte RegTech Challenge
AxiomSL Increases Focus on SFTR Solution within Trade and Transaction Reporting Capabilities Suite
- 7 years 6 months ago
- Compliance, Regulatory Standards, Security, Risk Management
AxiomSL, the leading global provider of regulatory-reporting, risk and data-management solutions, today announces that Joao Serodio has been elevated to the role of Product Manager for the Trade and Transaction suite, including the Securities Financing Transactions Regulation (SFTR) solution. Joao takes on this expanded role as AxiomSL approaches launch of its SFTR solution, following the European Commission adoption of the SFTR RTS on 13... more
Shield FC Announces Strategic Partnership with niiio Finance Group AG
- 7 years 6 months ago
- Security, Compliance
Shield Financial Compliance (Shield FC), a cross-regulation compliance platform that provides a 360 view on electronics communications (eComms) and trades to make complia
UK consumers threaten to thwart banks’ SCA compliance
- 7 years 6 months ago
- Payments, Compliance
Lenders, card issuers and payment service providers that need to comply with new fraud rules under PSD2 next year face a challenge from their own customers. In a new FICO survey, only about half of UK consumers say they are willing to give their bank or card issuer their mobile number in order to carry out extra authentication steps. Many banks are counting on authentication using mobile phones to comply with the rules.
PensionBee chooses Onfido to deliver frictionless KYC compliance
- 7 years 6 months ago
- Security, AML and KYC
Leading identity verification provider Onfido today announces that it has partnered with PensionBee. Onfido’s machine learning-based identity verification technology allows PensionBee to streamline KYC processes, reducing manual overheads and bringing new users onboard.
New AAAtraq service helps websites cut compliance risk
- 7 years 6 months ago
- Banking, Compliance, Risk Management
Supermarket shopping, banking, switching energy supplier, booking a restaurant table, ordering pizza, choosing a holiday destination. The Internet has transformed our lives by making these everyday actions easy to complete, online, from any device. Yet up to 15 million people in the UK alone face digital accessibility issues when they use websites from many leading commercial or public-sector organisations. Globally it is becoming an expensive... more
Guernsey providing regulatory certainty on application of electronic CDD
- 7 years 6 months ago
- Compliance, Regulatory Standards
Speaking in London today, at a Guernsey Finance seminar showcasing Guernsey’s global leadership in application of technology in financial services with the introduction of the Electronic Agents Ordinance 2019, the Guernsey Financial Services Commission outlined an approach to provide greater regulatory reassurance in the application of electronic CDD.
Opus Launches New Solution to Simplify KYC for Financial Institutions
- 7 years 6 months ago
- AML and KYC, Risk Management
Opus, the leading provider of global compliance and risk management solutions, announces the launch of Clarity KYC, its new Know Your Customer (KYC) workflow automation and risk intelligence solution. The product is aimed at financial services clients, providing a modern, easy-to-use SaaS solution that reduces the time and cost of client onboarding and improves the speed and accuracy of the customer due diligence process.
