Compliance

Nets and OpenWay Collaborate on Monetization of PSD2 and Open Banking

Nets, the Nordic digital payments specialist, and OpenWay Group, the leading digital payment software developer and vendor, today publish a white paper for stakeholders seeking to monetize from PSD2 and open banking. Read more »

Micro Focus tackles compliance requirements across GDPR, MiFID II and more with Digital Safe 10

Micro Focus (LSE: MCRO; NYSE: MFGP) today announced Digital Safe 10 to enable customers to mitigate information-borne risk stemming from the surge in regulatory, government and privacy mandates, including the General Data Protection Regulation (GDPR). Read more »

Kurtosys - Predictions for 2018

The rise of regtech"2018 is set to be a bumper year in terms of regulations. MiFID II comes into force in January, while GDPR is set to shake up the way all companies store and use customer data from May. Compliance with these new regulations is essential for asset managers but it’s a costly and complex business. Fortunately, the growth of ‘regtech’ startups - which specialise in providing compliant technology solutions for finserv companies -... more Read more »

Fidessa: R.J. O'Brien Announcement

Fidessa group plc today announced that R.J. O'Brien has signed a global agreement to distribute Fidessa's award-winning futures and options workstation in order to meet demand from its institutional clients, initially in the UK and Europe. R.J. O’Brien is one of the largest independent futures brokerages and one of the world's premier clearers specialising in exchange-traded futures and options. Read more »

New OXIAL GDPR EXPRESS Provides 100% GDPR Compliance for Mid-market FS Firms

Mid-market Financial Services (FS) firms can now benefit from a fast, intelligent and effective solution to achieving GDPR compliance, thanks to the new GDPR EXPRESS from new generation GRC solution provider OXIAL. Read more »

Corlytics to Join Next Round of FCA Sandbox

Corlytics, the global leader in determining regulatory risk impact, is involved in the next round of Financial Conduct Authority’s (FCA) sandbox. It is supporting a top-tier global bank as part of the third cohort of participants. Read more »

Governor Software Successfully Completes Industry TechSprint

Governor Software Ltd has successfully completed the Financial Conduct Authority and Bank of England convened TechSprint. The event was designed to tackle the increasing challenges that financial institutions face in implementing their regulatory and compliance obligations - specifically exploring the potential for model-driven machine-readable regulation. Read more »

RegDelta Supports Redefinition of Reporting for Regulators

Over the last two weeks JWG, the trusted industry expert in regulatory intelligence, has been participating in a reporting TechSprint organised be the Financial Conduct Authority (FCA) and Bank of England (BoE). The successful Sprint was set up to explore the potential for model-driven, machine executable regulation with participants ranging from large investment banks through to specialist RegTech providers, such as JWG. Read more »

Mitratech Yields Accolades as Market Leader and Innovator by Analyst Firm Hyperion Research

Mitratech, a leading provider of legal, compliance, and risk management software solutions, today announced that its enterprise legal management (ELM) products have earned distinctions as Market Leaders and Highly Innovative products in the 2017 MarketView(TM) Report on Enterprise Legal Management by Hyperion Research, a leading analyst-based market research firm covering the ELM ma Read more »

More Than Half of UK Businesses Aren't Prepared to Pay GDPR Fines if Breached

Research from Proofpoint, Inc. (NASDAQ:PFPT), a leading cybersecurity and compliance company, reveals that whilst the majority (54%) of UK businesses expect a data breach in the next 12 months, only 48 per cent of respondents agree that their business is financially prepared to cover the European Union General Data Protection Regulation (EU GDPR) fines when the deadline arrives on 25th May 2018. Read more »

Broadridge Report Calls for Clear ‘Market Standard’ on Shareholder Rights Directive and Increased Industry Engagement

Broadridge Financial Solutions, Inc.  (NYSE:BR), the global leader in investor communications for banks, mutual funds and public companies, has partnered with Aite Group to publish a new report on the updated Shareholder Rights Directive, a European regulatory initiative designed to encourage shareholder engagement in listed companies in Europe and improve the transparency of related processes including proxy voting. Read more »

AxiomSL Partners with GridCon for a Seamless Transition of Data Over to AxiomSL’s Regulatory Platform

AxiomSL, the leading provider of regulatory reporting and risk management solutions, today announces the strategic partnership with German technical and regulatory support provider GridCon to leverage its German reporting know-how and extensive knowledge on data models for risk free data migration and address the new client data transition demand in the market. Read more »

The Norwegian Data Protection Agency Prepares for the Introduction of GDPR - Chooses Tieto to develop new registry

The new EU General Data Protection Regulation (GDPR) comes into force in May 2018. One of the consequences is that many organizations and businesses must appoint a Data Protection Officer (DPO) to ensure compliance with the legislation. The Norwegian Data Protection Agency is the supervisory body for the establishment of the DPOs, and the Authority now establishes a national registry for DPOs, a solution developed by Tieto.  Read more »

JWG to Help Upgrade Regulatory Reporting

JWG, the trusted industry expert in regulatory intelligence, today announced that it will be joining this Autumn’s reporting TechSprint convened by the Financial Conduct Authority (FCA) and Bank of England (BoE) which will explore the potential for model-driven, machine executable regulation.  Read more »

Six in ten senior decision makers predict greater business efficiency from MiFID II

Financial firms and their senior management teams currently face an uphill battle to be ready for the vast overhaul of European market rules that come into force on January 3rd with MiFID II.  Research from leading communication technology business, TeleWare, reveals that seven in ten (71%) financial firms impacted by the directive are upgrading current IT infrastructure to improve business efficiency. Nearly two thirds, (66%) have invested in... more Read more »

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