Sentinel Consortium on Track to Meet MiFID II Deadlines for Financial Services Industry
- 7 years 10 months ago
- Compliance
After the successful completion of assessments of technology providers in September 2016, a core group of banks have now committed, through Project Sentinel, to the implementation of the solution that has been designed over the last 9 months. Sentinel went through an accelerated cycle of requirement gathering, extensive RFI process to select the appropriate technology, material proof of concept of the key functionality, and in December the... more
IPC Reveals Industry's First Compliance Policy Engine
- 7 years 10 months ago
- Compliance, Infrastructure
In an industry first, IPC Systems, Inc., a leading global financial markets technology and service provider, today announced the launch of the IPC Compliance Policy Engine, a new comprehensive software innovation that automates proactive complia
Allen & Overy's Fuse: New tech innovation space
- 7 years 10 months ago
- Regulatory Standards, Infrastructure
Allen & Overy is opening Fuse, a new tech innovation space where tech companies, Allen & Overy lawyers, technologists and their clients will collaborate to explore, develop and test legal, regulatory and deal-related solutions.
AxiomSL and Integration Alpha Offer Managed Services Solution
- 7 years 10 months ago
- Risk Management, Compliance, Regulatory Standards
AxiomSL, global leader in risk management and regulatory compliance, and Integration Alpha have launched a unique, flexible and cost-efficient Managed Services solution across Germany, Austria and Switzerland, in a FINMA compliant cloud for Tier 2 and 3 financial service firms.
ACI Worldwide Collaborates With Payment21 to Enable PSPs AML Compliance For Bitcoin Transactions
- 7 years 10 months ago
- Bitcoins, Compliance, AML and KYC
Payment21® and ACI Worldwide today announced a strategic collaboration enabling payment service providers (PSPs) to offer merchants anti-money laundering (AML)-compliant Bitcoin acceptance via ACI’s UP eCommerce Payments solution.
Wolters Kluwer Survey Shows Significant Regulatory Challenges Ahead
- 7 years 10 months ago
- Regulatory Standards, Infrastructure
Banks preparing overhaul of technology infrastructure to meet enhanced regulatory obligations
Oracle Announces Collaboration With Numerix
- 7 years 10 months ago
- Trading Systems, Regulatory Standards
Oracle Financial Services Analytical Applications (OFSAA) has announced a collaboration with Numerix, provider of innovative capital markets technology, to develop and bring to market solutions that enable financial institutions to comply with the Fundamental Review of the Trading Book (FRTB).
Dun & Bradstreet Launches Regulatory Compliance Solution
- 7 years 10 months ago
- Compliance, Regulatory Standards
Dun & Bradstreet, today announced the launch of D&B Beneficial Ownership, a solution that delivers quick and reliable data for actionable management of regulatory compliance.
OCC Makes Additions on National Bank Charter Applications From FinTech Companies
- 7 years 10 months ago
- Compliance, Regulatory Standards
The Office of the Comptroller of the Currency (OCC) today provided additional detail on evaluating national bank charter applications from financial technology (fintech) companies that engage in the business of banking.
Opus Releases Enhanced Due Diligence Tool with KYC Solution
- 7 years 10 months ago
- SaaS, AML and KYC
Compliance and Risk Management SaaS technology leader Opus announced today the release of powerful new Enhanced Due Diligence (EDD) features for Alacra Compliance Enterprise (ACE), its flagship Know Your Customer (KYC) solution.
BBVA Applies Fenergo’s Client Lifecycle Management Platform
- 7 years 10 months ago
- Compliance
Fenergo, the leading provider of Client Lifecycle Management software solutions for investment, corporate and private banks, has announced its foray into Spain by providing its flagship software platform to a major European bank to ensure lifecycle compliance with a broad range of global and local regulatory obligations.
Miura Releases its MiFID II Regulatory Portal to Support Investors
- 7 years 10 months ago
- Investment, Regulatory Standards
Miura Consulting are pleased to announce the launch of their new MiFID II Regulatory Portal, in partnership with SAS, the analytics leader. The Portal is now supporting Investment firm clients with a “one-stop-shop” MiFID II Regulatory Solution. Miura’s portal is unique in that it not only identifies each output an organisation requires to comply with the MiFID II regulation, it has pre-configured compliance documentation templates and reporting... more
INDATA Introduces Enhancements According MiFID II Requirements
- 7 years 10 months ago
- Compliance
INDATA, a leading industry provider of software, technology and services for buy-side firms, today announced it has made a release available to clients that contains significant functionality enhancements geared towards the MiFID II implementation date of January 2018. More than 350 changes were made to the iPM Epic software suite with a focus on the following key areas:
Wolters Kluwer Provides OneSumX Solution to BBVA
- 7 years 11 months ago
- Compliance
BBVA’s U.K. subsidiary has opted to use Wolters Kluwer’s OneSumX to provide a solution for its regulatory reporting and liquidity risk requirements. OneSumX provides an ecosystem of complementary and comprehensive solutions and services to manage the intersection of governance, finance, risk and compliance, increasing organizational profitability, efficiency and growth.
Thomson Reuters Releases New MiFID II Test Data To Clients
- 7 years 11 months ago
- Compliance, Regulatory Standards
Thomson Reuters is creating a holistic suite of reporting services that will support the workflow of market participants in their efforts to meet post-trade transparency requirements mandated by the Markets in Financial Instruments Directive II (MiFID II). In preparation for the new regulations, the company is working closely with over 50 European exchanges and more than 30 additional venues to onboard new MiFID II content to its Elektron Data... more
