Kurtosys - Predictions for 2018
- 7 years 1 month ago
- Blockchain, Compliance, Regulatory Standards
The rise of regtech "2018 is set to be a bumper year in terms of regulations. MiFID II comes into force in January, while GDPR is set to shake up the way all companies store and use customer data from May. Compliance with these new regulations is essential for asset managers but it’s a costly and complex business. Fortunately, the growth of ‘regtech’ startups - which specialise in providing compliant technology solutions for finserv companies -... more
Fidessa: R.J. O'Brien Announcement
- 7 years 1 month ago
- Compliance
Fidessa group plc today announced that R.J. O'Brien has signed a global agreement to distribute Fidessa's award-winning futures and options workstation in order to meet demand from its institutional clients, initially in the UK and Europe.
New OXIAL GDPR EXPRESS Provides 100% GDPR Compliance for Mid-market FS Firms
- 7 years 1 month ago
- Compliance
Mid-market Financial Services (FS) firms can now benefit from a fast, intelligent and effective solution to achieving GDPR compliance, thanks to the new GDPR EXPRESS from new generation GRC solution provider OXIAL.
Corlytics to Join Next Round of FCA Sandbox
- 7 years 1 month ago
- Compliance, Risk Management
Corlytics, the global leader in determining regulatory risk impact, is involved in the next round of Financial Conduct Authority’s (FCA) sandbox. It is supporting a top-tier global bank as part of the third cohort of participants.
Governor Software Successfully Completes Industry TechSprint
- 7 years 1 month ago
- Regulatory Standards
Governor Software Ltd has successfully completed the Financial Conduct Authority and Bank of England convened TechSprint. The event was designed to tackle the increasing challenges that financial institutions face in implementing their regulatory and compliance obligations - specifically exploring the potential for model-driven machine-readable regulation.
RegDelta Supports Redefinition of Reporting for Regulators
- 7 years 1 month ago
- Regulatory Standards
Over the last two weeks JWG, the trusted industry expert in regulatory intelligence, has been participating in a reporting TechSprint organised be the Financial Conduct Authority (FCA) and Bank of England (BoE). The successful Sprint was set up to explore the potential for model-driven, machine executable regulation with participants ranging from large investment banks through to specialist RegTech providers, such as JWG.
Mitratech Yields Accolades as Market Leader and Innovator by Analyst Firm Hyperion Research
- 7 years 1 month ago
- Compliance, Risk Management
Mitratech, a leading provider of legal, compliance, and risk management software solutions, today announced that its enterprise legal management (ELM) products have earned distinctions as Market Leaders and Highly Innovative products in the 2017 MarketView(TM) Report on Enterprise Legal Management by
More Than Half of UK Businesses Aren't Prepared to Pay GDPR Fines if Breached
- 7 years 1 month ago
- Compliance
Research from Proofpoint, Inc.
Broadridge Report Calls for Clear ‘Market Standard’ on Shareholder Rights Directive and Increased Industry Engagement
- 7 years 1 month ago
- Regulatory Standards
Broadridge Financial Solutions, Inc. (NYSE:BR), the global leader in investor communications for banks, mutual funds and public companies, has partnered with Aite Group to publish a new report on the updated Shareholder Rights Directive, a European regulatory initiative designed to encourage shareholder engagement in listed companies in Europe and improve the transparency of related processes including proxy voting.
AxiomSL Partners with GridCon for a Seamless Transition of Data Over to AxiomSL’s Regulatory Platform
- 7 years 1 month ago
- Regulatory Standards, Risk Management
AxiomSL, the leading provider of regulatory reporting and risk management solutions, today announces the strategic partnership with German technical and regulatory support provider GridCon to leverage its German reporting know-how and extensive knowledge on data models for risk free data migration and address the new client data transition demand in the market.
The Norwegian Data Protection Agency Prepares for the Introduction of GDPR - Chooses Tieto to develop new registry
- 7 years 2 months ago
- Compliance
The new EU General Data Protection Regulation (GDPR) comes into force in May 2018. One of the consequences is that many organizations and businesses must appoint a Data Protection Officer (DPO) to ensure compliance with the legislation. The Norwegian Data Protection Agency is the supervisory body for the establishment of the DPOs, and the Authority now establishes a national registry for DPOs, a solution developed by Tieto.
JWG to Help Upgrade Regulatory Reporting
- 7 years 2 months ago
- Regulatory Standards
JWG, the trusted industry expert in regulatory intelligence, today announced that it will be joining this Autumn’s reporting TechSprint convened by the Financial Conduct Authority (FCA) and Bank of England (BoE) which will explore the potential for model-driven, machine executable regulation.
Six in ten senior decision makers predict greater business efficiency from MiFID II
- 7 years 2 months ago
- Compliance
Financial firms and their senior management teams currently face an uphill battle to be ready for the vast overhaul of European market rules that come into force on January 3rd with MiFID II. Research from leading communication technology business, TeleWare, reveals that seven in ten (71%) financial firms impacted by the directive are upgrading current IT infrastructure to improve business efficiency. Nearly two thirds, (66%) have invested in... more
Thomson Reuters reveals suite of MiFID II reference data capabilities
- 7 years 2 months ago
- Compliance
Demonstrating its commitment to deliver a comprehensive suite of solutions to assist the financial services industry in complying with impending January 3, 2018, MiFID II reference-data requirements, Thomson Reuters has enhanced its reference-data capabilities, available on its integrated data and analytics delivery platform, DataScope.
Mitratech Announces New DataStoreDSX Compliance, Productivity and Cost Reduction Features at Compliance Week Europe 2017
- 7 years 2 months ago
- Compliance, Risk Management
Mitratech, the leading provider of legal, compliance, and operational risk software solutions, announced today that it will debut new features to its industry-leading DataStoreDSX enterprise content management solution during Compliance Week Europe 2017, November 13-14, 2017 in Amsterdam.
