IHS Markit Launches Compliance Service for RTS 28
- 7 years 4 months ago
- Compliance
IHS Markit (Nasdaq: INFO), a world leader in critical information, analytics and solutions, today announced the launch of a new service designed to help investment firms comply with MiFID II’s RTS 28, which requires them to publicly report their top five trading venues by asset class.
SIX Financial Information Launches Tax and Regulatory Data Service for Belgian Stock Exchange Tax (TOB)
- 7 years 4 months ago
- Compliance, Regulatory Standards, Tax Authorities
SIX Financial Information has launched a new tax and regulatory data service, enabling international banks to automatically allocate tax rates for securities subject to the Belgian TOB. The new service is commercially available now on a global basis. As part of the Belgian TOB, there is a new requirement for the tax on any transactions carried out by Belgian taxpayers through foreign banks to be reported to the authorities in Belgium. This means... more
AQMetrics Signs Appian and Macrosynergy
- 7 years 4 months ago
- Compliance, Risk Management
AQMetrics, the award-winning provider of regulatory compliance and risk solutions, today announced the addition of two new clients, Appian Asset Management Limited (Appian) and Macrosynergy Partners LLP (Macrosynergy), to its growing client portfolio.
FICO Unveils New Solution to Instantly Optimize Deal Structures for Auto Finance
- 7 years 4 months ago
- Compliance, Risk Management
New FICO solution instantly evaluates millions of alternative offers, then to delivers the best offers to auto lenders, empowering them to aggressively compete for business without compromising risk, growth, or compliance requirements.
Wolters Kluwer Enhances Capital Changes 871M Automated Compliance Tool
- 7 years 4 months ago
- Compliance
Wolters Kluwer today announced the release of its enhanced Capital Changes 871M Automated Compliance Tool. The solution helps banks, brokers and other financial services firms comply with IRS rules already in place, in addition to new, complex regulatory changes that will go into effect January 1, 2019, based on IRS Notice 2017-42 relating to certain equity-linked financial derivatives.
Smarsh Adds Voice Archiving with Acquisition of London-based Cognia
- 7 years 4 months ago
- Compliance, Risk Management
Smarsh, which provides information archiving solutions for compliance, e-discovery and risk management, has completed the acquisition of Cognia, a worldwide leader in cloud-based voice archiving, audio search and analytics.
Australian Authorities Propose Loosening Restrictions on New Entrants to Boost Competition
- 7 years 4 months ago
- Regulatory Standards
The Australian Prudential Regulation Authority (APRA) has today released a discussion paper on proposed revisions to the licensing framework for authorised deposit-taking institutions (ADIs).
AxiomSL Recognised as Category Leader by Chartis Research for MiFID II Reporting Solutions
- 7 years 4 months ago
- Regulatory Standards, Data Management, Risk Management
AxiomSL, the leading global provider of regulatory reporting, risk and data management solutions, today announced that Chartis Research, a leading provider of research and analysis on the global market for risk technology, has named the company a 2017 Category Leader for its MiFID II Reporting Solutions. Concurrently, AxiomSL announced that its MiFID II solution
Risk Ident launches in US with new MD appointment
- 7 years 5 months ago
- Fraud Detection, Compliance
RISK IDENT, a leading provider of fraud prevention software supported by machine learning, is expanding its international operations and opening up its new US headquarters at the Cambridge Innovation Center (CIC) near Boston, Massachusetts. The center is home to more startups than anywhere else worldwide, while its proximity to customers, talent, and investors makes this location ideal for RISK IDENT’s future developments.
Singer Selects Torstone Technology’s MiFIR Solution
- 7 years 5 months ago
- Compliance
Torstone Technology, the leading provider of post-trade securities and derivatives processing, today announces that N+1 Singer, an independent corporate broking, advisory and trading house focusing on small & mid-cap companies, has selected Torstone’s InfernoRC module in order to comply with the transaction reporting obligations of the Markets in Financial Instruments Directive (MiFID II) and its accompanying Regulation (MiFIR).
NEX Optimisation Readies Harmony messaging network for MIFID II
- 7 years 5 months ago
- Compliance
NEX Optimisation, which helps clients reduce complexity and optimise resources across the transaction lifecycle, announces today that it has enhanced its existing messaging services to help clients prepare for the 3 January 2018 MiFID II go-live.
BNG Bank Selects BearingPoint for RegTech
- 7 years 5 months ago
- Regulatory Standards
Management and technology consultancy BearingPoint, which ranks among the leading providers of regulatory and risk technology (RegTech/RiskTech), announced that BNG Bank has selected its flagship product ABACUS/Transactions as a Regulatory-as-a-Service (RaaS) solution to fulfill several types of transaction-based reporting obligations without needing to have multiple data deliveries.
EBA Consults on Fraud Reporting Requirements Under PSD2
- 7 years 5 months ago
- Compliance
The European Banking Authority (EBA) launched today a public consultation on its draft Guidelines on reporting requirements on statistical data on fraud under the revised Payment Services Directive (PSD2).
Deutsche Börse Regulatory Reporting Hub partners with RegTek.Solutions and Risk Focus for MiFID II
- 7 years 5 months ago
- Regulatory Standards
The Regulatory Reporting Hub of Deutsche Börse Group has launched a partnership with Risk Focusand its software subsidiary,
Actiance Brings Compliance to WeChat and WhatsApp
- 7 years 5 months ago
- Compliance
Actiance, the leader in communications compliance, archiving, and analytics, today announced support for the capture of encrypted messaging platforms WeChat and WhatsApp via Socialite ─ its platform for compliance across public social media channels.
