Compliance

NICE Actimize Helps Streamline Processes for Brown Brothers Harriman

9 years 7 months ago
Compliance

NICE Actimize, a NICE Systems (NASDAQ:NICE) business and the largest and broadest provider of financial crime, risk and compliance software for the financial services industry, will support and enhance Brown Brothers Harriman & Co.’s (BBH) compliance operations with expanded licensing of its Trade Surveillance portfolio, including the Actimize Trading Compliance Solution – Control Room and Actimize Enterprise Risk Case Manager solutions.

MUMBAI. FINTELLIX CXO BRIEFING: STAYING COMPLIANT IN A DEMANDING REGULATORY ENVIRONMENT: HARNESSING ADF FOR TACKLING RBS, LCR, FATCA AND MORE

9 years 7 months ago
Regulatory Standards

Overwhelmingly rapid change has become the new normal in regulatory compliance worldwide, including India. Form, content, format and calculation are being constantly changed by regulators to drive a stable financial ecosystem. Post the 2008 global crisis, regulators across the world have begun switching to Risk-based Supervision (RBS) to ensure banks do not take undue risks to maximise profits and boost performance. Meanwhile the RBI is phasing... more

Thomson Reuters Annual Cost of Compliance Survey Shows Regulatory Fatigue, Resource Challenges and Personal Liability to Increase Throughout 2015

9 years 7 months ago
Regulatory Standards

Thomson Reuters, the world’s leading source of intelligent information for businesses and professionals, has published the findings of its sixth annual Cost of Compliance survey which revealed that regulatory fatigue, resource challenges and personal liability are expected to increase throughout 2015. These findings are a reflection of the sheer volume of regulatory change that continues to be anticipated, as firms navigate both international... more

Accuity Discusses Sepa ‘IBAN Only’ Regulation In A World Beyond The Eurozone

9 years 7 months ago
Regulatory Standards

Accuity, a leading global provider of financial data for over 175 years, will attend the EBAday conference in Amsterdam. Addressing the global payments audience, Accuity will present solutions for SEPA compliance and ’IBAN only‘ regulation, as well as KYC and compliance solutions for anti-money laundering (AML) and sanctions screening.

Alacra first to link GIINs to LEIs, and other common entity identifiers

9 years 8 months ago
Regulatory Standards

Alacra, the leader in client onboarding, reference data and business research solutions, today announced the addition of GIINs (Global Intermediary Identifier Number) to the Alacra Authority File Plus (AAF+).

Thomson Reuters’ audit solution is now compliant with COSO Framework

10 years 2 months ago
Audit and Reporting

Thomson Reuters has updated its patented, award-winning PPC's SMART Practice Aids Audit Suite to provide customers with a focused, integrated, and efficient internal control evaluation tool that is fully compliant with COSO's new Internal Control Framework.

Linedata unveils Disclosure Manager, an automated compliance monitoring service

10 years 3 months ago
Compliance

Linedata (NYSE Euronext: LIN), the global solutions provider dedicated to the investment management and credit industries, has announced the introduction of Linedata Disclosure Manager, an automated compliance monitoring service.

Windham Brannon addresses the challenge of "over-auditing" in new case study from Thomson Reuters Checkpoint

10 years 4 months ago
Audit and Reporting

Thomson Reuters has released a case study examining CPA firm Windham Brannon's switch to PPC's SMART Practice Aids to address the challenge of audit efficiency and over-auditing.