DTCC Testifies in Support of Legislation, Urges Action to Ensure Industry Continues to Deliver Upon G20 Goals
- 10 years 2 months ago
- Security, Compliance
The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial services industry, today urged legislative and industry action to address three key obstacles that are hindering achievement of the G20 transparency goals set forth by policymakers in the aftermath of the 2008 financial crisis.
Fintellix to Unveil Nextgen Regulatory Compliance Platform for Bank of Mauritius ADF Reporting at Upcoming CXO Briefing
- 10 years 3 months ago
- Compliance
Overwhelmingly rapid change has become the new normal in regulatory compliance worldwide, including Mauritius. Form, content, format and calculation are being constantly changed by regulators to drive a stable financial ecosystem. Post the 2008 global crisis, regulators worldwide have begun adopting global standards for automating information exchange with banks and also to ensure that the banking ecosystem speaks a common language. Meanwhile... more
Financial services industry announces proposed timeline for T+2 settlement cycle in the U.S
- 10 years 4 months ago
- Regulatory Standards
The T+2 Industry Steering Committee (T+2 ISC) has released a white paper today outlining the timeline and activities required to move to a two-day settlement cycle (T+2) in the U.S. by the end of Q3 2017.
NICE Actimize Helps Streamline Processes for Brown Brothers Harriman
- 10 years 4 months ago
- Compliance
NICE Actimize, a NICE Systems (NASDAQ:NICE) business and the largest and broadest provider of financial crime, risk and compliance software for the financial services industry, will support and enhance Brown Brothers Harriman & Co.’s (BBH) compliance operations with expanded licensing of its Trade Surveillance portfolio, including the Actimize Trading Compliance Solution – Control Room and Actimize Enterprise Risk Case Manager solutions.
MUMBAI. FINTELLIX CXO BRIEFING: STAYING COMPLIANT IN A DEMANDING REGULATORY ENVIRONMENT: HARNESSING ADF FOR TACKLING RBS, LCR, FATCA AND MORE
- 10 years 4 months ago
- Regulatory Standards
Overwhelmingly rapid change has become the new normal in regulatory compliance worldwide, including India. Form, content, format and calculation are being constantly changed by regulators to drive a stable financial ecosystem. Post the 2008 global crisis, regulators across the world have begun switching to Risk-based Supervision (RBS) to ensure banks do not take undue risks to maximise profits and boost performance. Meanwhile the RBI is phasing... more
Thomson Reuters Annual Cost of Compliance Survey Shows Regulatory Fatigue, Resource Challenges and Personal Liability to Increase Throughout 2015
- 10 years 5 months ago
- Regulatory Standards
Thomson Reuters, the world’s leading source of intelligent information for businesses and professionals, has published the findings of its sixth annual Cost of Compliance survey which revealed that regulatory fatigue, resource challenges and personal liability are expected to increase throughout 2015. These findings are a reflection of the sheer volume of regulatory change that continues to be anticipated, as firms navigate both international... more
Accuity Discusses Sepa ‘IBAN Only’ Regulation In A World Beyond The Eurozone
- 10 years 5 months ago
- Regulatory Standards
Accuity, a leading global provider of financial data for over 175 years, will attend the EBAday conference in Amsterdam. Addressing the global payments audience, Accuity will present solutions for SEPA compliance and ’IBAN only‘ regulation, as well as KYC and compliance solutions for anti-money laundering (AML) and sanctions screening.
Alacra first to link GIINs to LEIs, and other common entity identifiers
- 10 years 5 months ago
- Regulatory Standards
Alacra, the leader in client onboarding, reference data and business research solutions, today announced the addition of GIINs (Global Intermediary Identifier Number) to the Alacra Authority File Plus (AAF+).
Thomson Reuters’ audit solution is now compliant with COSO Framework
- 10 years 12 months ago
- Audit and Reporting
Thomson Reuters has updated its patented, award-winning PPC's SMART Practice Aids Audit Suite to provide customers with a focused, integrated, and efficient internal control evaluation tool that is fully compliant with COSO's new Internal Control Framework.
Linedata unveils Disclosure Manager, an automated compliance monitoring service
- 11 years 2 weeks ago
- Compliance
Linedata (NYSE Euronext: LIN), the global solutions provider dedicated to the investment management and credit industries, has announced the introduction of Linedata Disclosure Manager, an automated compliance monitoring service.
Windham Brannon addresses the challenge of "over-auditing" in new case study from Thomson Reuters Checkpoint
- 11 years 1 month ago
- Audit and Reporting
Thomson Reuters has released a case study examining CPA firm Windham Brannon's switch to PPC's SMART Practice Aids to address the challenge of audit efficiency and over-auditing.
Shelby County Trustee's office to implement Thomson Reuters Aumentum for its property tax collection
- 11 years 2 months ago
- Tax Authorities
The Shelby County Trustee's office has chosen Thomson Reuters Aumentum software to automate property tax billing and collection administration.
