Regulatory Standards

AxiomSL Wins Reporting Product of the Year for Credit Agricole Singapore MAS 610 and 649 Reporting

 AxiomSL, the global leader in regulatory reporting, data and risk management solutions, has been named as “Reporting Product of the Year” at the Asia Capital Markets Awards 2017. The awards ceremony was jointly hosted by Futures & Options World (FOW) and Global Investor Group in Singapore on Thursday, 21 September. AxiomSL was recognised for its involvement in regulatory reporting to the Monetary Authority of Singapore mandates 610 and 649... more Read more »

Governor Software Partner with Neo4j

Governor Software Ltd, today announced its partnership with Neo4j, the #1 Graph Platform. The partnership will see Neo4j provide its proven enterprise graph database to Governor’s regulatory oversight proposition which supports financial institutions communicate obligations, understand risk status and prove compliance.  Read more »

EquiLend and Trax to Launch Interoperable Front-to-Back SFTR Offering

EquiLend and Trax are collaborating on a full front-to-back Securities Financing Transactions Regulation (SFTR) solution to support mutual clients in their SFTR reporting requirements. EquiLend’s expertise in the securities finance industry combined with Trax’s regulatory reporting and repo trade confirmation heritage will result in a comprehensive service covering all SFTR-eligible asset classes. Read more »

FCA approves NEX Regulatory Reporting as an APA

NEX Regulatory Reporting, a NEX Group business which provides regulatory reporting services across global regulatory regimes, announces today that Abide Financial has received approval from the Financial Conduct Authority (FCA) as an Approved Publication Arrangement (APA), with effect from 3 January 2018. The authorisation will allow NEX Regulatory Reporting to provide enhanced MiFID II services. Read more »


The Consumer Financial Protection Bureau (CFPB) today took action against two American Express banking subsidiaries for discriminating against consumers in Puerto Rico, the U.S. Virgin Islands, and other U.S. territories by providing them with credit and charge card terms that were inferior to those available in the 50 states. American Express also discriminated against certain consumers with Spanish-language preferences. Read more »

SIX Financial Information Launches Tax and Regulatory Data Service for Belgian Stock Exchange Tax (TOB)

SIX Financial Information has launched a new tax and regulatory data service, enabling international banks to automatically allocate tax rates for securities subject to the Belgian TOB. The new service is commercially available now on a global basis. As part of the Belgian TOB, there is a new requirement for the tax on any transactions carried out by Belgian taxpayers through foreign banks to be reported to the authorities in Belgium. This means... more Read more »

Australian Authorities Propose Loosening Restrictions on New Entrants to Boost Competition

The Australian Prudential Regulation Authority (APRA) has today released a discussion paper on proposed revisions to the licensing framework for authorised deposit-taking institutions (ADIs).  APRA is consulting on proposals to introduce a phased approach to authorisation, designed to make it easier for applicants to navigate the ADI licensing process. Read more »

AxiomSL Recognised as Category Leader by Chartis Research for MiFID II Reporting Solutions

AxiomSL, the leading global provider of regulatory reporting, risk and data management solutions, today announced that Chartis Research, a leading provider of research and analysis on the global market for risk technology, has named the company a 2017 Category Leader for its MiFID II Reporting Solutions. Concurrently, AxiomSL announced that its MiFID II solution is available worldwide. "AxiomSL's MiFID II reporting solution is a Category Leader... more Read more »

BNG Bank Selects BearingPoint for RegTech

Management and technology consultancy BearingPoint, which ranks among the leading providers of regulatory and risk technology (RegTech/RiskTech), announced that BNG Bank has selected its flagship product ABACUS/Transactions as a Regulatory-as-a-Service (RaaS) solution to fulfill several types of transaction-based reporting obligations without needing to have multiple data deliveries. Read more »

Deutsche Börse Regulatory Reporting Hub partners with RegTek.Solutions and Risk Focus for MiFID II

The Regulatory Reporting Hub of Deutsche Börse Group has launched a partnership with Risk Focusand its software subsidiary,  Read more »

Financial Regulators Brought Four Times As Many Cases Against Individuals Than Companies Last Year, New Report Shows

Financial regulators across the globe are heavily cracking down on cases of individual misconduct, according to the 5th annual Global Enforcement Review published by the Compliance and Regulatory Consulting Practice of Duff & Phelps, the premier valuation and corporate finance advisor. Read more »

Open banking beginning to excite consumers but data security fears persist

With less than six months to go until the introduction of the Second Payment Services Directive (known more commonly as PSD2), new research from Intelligent Environments, a leading provider of innovative financial services technology, has revealed that the clear majority of consumers (89 per cent) are unaware of how this change will affect them. Read more »

Lombard Risk Cooperates with Smart Communications

Lombard Risk Management plc (AIM: LRM), the leading dedicated global provider of collateral management and regulatory reporting solutions , announces it has partnered with  Read more »

Edmond de Rothschild Chooses Clearstream to Consolidate Fund Processing

Edmond de Rothschild (Suisse) S.A. has chosen Clearstream as strategic partner to streamline and consolidate its third-party fund processing activities.  Clearstream’s investment funds processing infrastructure Vestima enables processing of all types of funds from mutual funds to hedge funds on a single platform. Read more »

Aeriandi expands secure voice services to offer NICE Nexidia Analytics

Aeriandi, a leading provider of secure voice services and NICE, a global leader in cloud and on-premises enterprise software solutions, including advanced customer analytics, have announced a strategic partnership.  Under the terms of the partnership, Aeriandi’s customers will have access to an easy to implement speech analytics solution that can analyse both real-time and archived calls. Read more »


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