Axia: Advisory service capabilities enhanced, MiFID II-ready
- 6 years 11 months ago
- Wealth Management, Compliance, Regulatory Standards
Profile Software, an international financial solutions provider, today announced the enrichment of Axia, its leading web-based platform for wealth management across all service lines, with new advisory service capabilities in light of the forthcoming MiFID II regulation.
Wolters Kluwer Hires Finance & Risk Market Manager for APAC Business
- 6 years 11 months ago
- Compliance, Regulatory Standards, Audit and Reporting, Accounting
Wolters Kluwer’s Finance, Risk & Reporting business has hired Sarfaraz Ahmed as Market Manager, Finance and Risk, for its growing Asia Pacific (APAC) business.
60 financial services companies have signed manifesto lobbying for changes to PSD2
- 6 years 11 months ago
- Compliance, Regulatory Standards
Today, PPRO Group announced that the company is one of the 60 companies and associations operating on EU or global level in the financial and payments industry that have signed a manifesto to lobby the EU in regards to making changes to the current draft of the RTS of the PSD2.
APRA’s Economic and Financial Statistics Form Review: Shoring Up Data Quality to Meet New Regulatory Demands
- 6 years 12 months ago
- Regulatory Standards
Examining IT infrastructure capabilities and reconciling data will be key for meeting the new EFS requirements from the Australian regulator, according to Douglas Cheung, Regulatory Product Manager for Wolters Kluwer’s Finance, Risk & Reporting business in Asia Pacific.
Financial Conduct Authority Reveals First Set of Data Under New Complaints Rules
- 6 years 12 months ago
- Regulatory Standards, Risk Management
The Financial Conduct Authority (FCA) has published data on the number of complaints reported by firms under new rules which came into force on 30 June 2016. The total number of complaints reported by firms in the second half of 2016 was 3.04 million. This number is higher than previous reporting periods because under the FCA’s new rules all complaints are now captured in the data. The data reflect the fact that under the new rules, financial... more
Bloomberg and Bats Europe Partner for MiFID II Reporting
- 7 years 4 days ago
- Wholesale Banking, Regulatory Standards
Today Bloomberg and Bats Europe have reported they plan to provide Bloomberg customers with the ability to use their respective Approved Publication Arrangements (APA)[1] to fulfil MiFID II transparency reporting requirements. Under MiFID II, market participants are facing a steep increase of reporting tasks they need to manage, for firm quotes as well as executed transactions, across a wide range of asset classes and within very short... more
Consumer Financial Protection Bureau Issues Proposal To Clarify Mortgage Data Rule
- 7 years 1 week ago
- Regulatory Standards
Today the Consumer Financial Protection Bureau (CFPB) proposed to facilitate compliance with the 2015 updates to the Home Mortgage Disclosure Act (HMDA) rule. The changes proposed today would help financial institutions comply with the 2015 HMDA Final Rule by clarifying the information they are required to collect and report about their mortgage lending.
4finance Group Selects FICO TONBELLER Cloud Solution to Ensure Compliance with New Anti-Money Laundering Requirements
- 7 years 2 weeks ago
- Compliance, Regulatory Standards
Today Silicon Valley analytic software firm FICO reported that consumer online lender 4finance Group deploys the FICO TONBELLER Siron Anti-Financial Crime Solutions to ensure anti-money laundering regulatory compliance across its global network.
Diebold Nixdorf Ready To Support Windows 10
- 7 years 2 weeks ago
- Compliance, Regulatory Standards, Infrastructure
Today Diebold Nixdorf, a global leader in driving connected commerce, revealed that its first automated teller machine (ATM) manufacturer ready to support the Microsoft Windows 10 operating system.
GLEF Introduces "Registartion Agent" to Help Clients to Access the Network of Legal Entity Identifier Issuing Organizations
- 7 years 2 weeks ago
- Regulatory Standards
Basel, the Global Legal Entity Identifier Foundation (GLEIF), the organization responsible for ensuring the operational integrity of the Global Legal Entity Identifier (LEI) System, calls on market participants that will have to comply with the forthcoming European Union (EU) revised Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR) to obtain an LEI as soon as possible. Failure to obtain an LEI (by the firm or its... more
MahiFX Authorised by Financial Conduct Authority
- 7 years 2 weeks ago
- Regulatory Standards, Infrastructure
MahiFX, a leading financial technology provider, are now authorised to provide regulated products and services by the FCA. The firm recognised that authorisation from the UK-based financial regulatory body was important for their European-based clients, in addition to already being authorised and regulated by both the Australian Securities and Investment Commission and the New Zealand Financial Markets Authority.
Allen & Overy's Fuse: New tech innovation space
- 7 years 4 weeks ago
- Regulatory Standards, Infrastructure
Allen & Overy is opening Fuse, a new tech innovation space where tech companies, Allen & Overy lawyers, technologists and their clients will collaborate to explore, develop and test legal, regulatory and deal-related solutions.
AxiomSL and Integration Alpha Offer Managed Services Solution
- 7 years 1 month ago
- Risk Management, Compliance, Regulatory Standards
AxiomSL, global leader in risk management and regulatory compliance, and Integration Alpha have launched a unique, flexible and cost-efficient Managed Services solution across Germany, Austria and Switzerland, in a FINMA compliant cloud for Tier 2 and 3 financial service firms.
Wolters Kluwer Survey Shows Significant Regulatory Challenges Ahead
- 7 years 1 month ago
- Regulatory Standards, Infrastructure
Banks preparing overhaul of technology infrastructure to meet enhanced regulatory obligations
Oracle Announces Collaboration With Numerix
- 7 years 1 month ago
- Trading Systems, Regulatory Standards
Oracle Financial Services Analytical Applications (OFSAA) has announced a collaboration with Numerix, provider of innovative capital markets technology, to develop and bring to market solutions that enable financial institutions to comply with the Fundamental Review of the Trading Book (FRTB).
