Visible Alpha Adds E-mail Tracking and Budgeting to OneAccess Research Tool
- 8 years 7 months ago
- Compliance
Visible Alpha today announced two new enhancements to its ONEaccess platform to aid clients in preparing for the compliance obligations associated with MiFID II regulations.
SmartStream and RegTek.Solutions Join to Offer Independent, Turnkey Reconciliation Solutions for Global Regulatory Reporting
- 8 years 7 months ago
- Compliance, Risk Management
SmartStream Technologies, the financial Transaction Lifecycle Management (TLM®) solutions provider, today announced a partnership withRegTek.Solutions, a leader in regulatory compliance technology, to deliver Reconcile.Trade, a managed service that provides independent, turnkey reconciliations that directly address regulators’ demands for the proactive oversight of trade and transaction reporting.
Steeleye Launches New Cloud-Based Data platform to provide Financial Firms with an integrated and Comprehensive MiFID2 Solution
- 8 years 7 months ago
- Compliance, Data
SteelEye, the compliance technology and data analytics firm, is pleased to announce the launch of its innovative data platform following a successful early adoption program. The SteelEye product has been designed to help financial firms meet their obligations under MiFID II for Record Keeping, Trade Reconstruction, Best Execution and Transaction Reporting in one platform. SteelEye also helps firms extract valuable insights from their data, as... more
DefenseStorm Renews SOC 2 Compliance, Demonstrating its Ability to Effectively Secure & Protect Client Data
- 8 years 7 months ago
- Compliance
DefenseStorm, a company that delivers cybersecurity and cybercompliance solutions specifically built for banking, today announced that the company has successfully completed its Service Organization Controls (SOC) Audit 2 Type II examination.
LSE Gets MiFIDII ARM Nod
- 8 years 7 months ago
- Compliance
London Stock Exchange plc has today received regulatory approval from the UK’s Financial Conduct Authority (FCA) to be authorised as an ARM (Approved Reporting Mechanism) through its UnaVista platform. The approval means that UnaVista is able to offer transaction reporting services for its customers to help them in meeting their reporting obligations under MiFIR.
Thomson Reuters introduces LEI Profiling Service for MiFIDII
- 8 years 7 months ago
- Investment Management, Compliance
In answer to a requirement taking effect on Jan. 3, 2018 that investment firms uniquely identify parties to trades or transactions under Europe’s Markets in Financial Instruments Directive (MiFID II), Thomson Reuters is launching its LEI Profiling Service, a dedicated solution for financial institutions to perform a health check on their LEI (legal entity identifier) content and help them comply with MiFID II.
IHS Markit and MSCI to Provide Regulation-Ready Liquidity Risk Management Solution
- 8 years 7 months ago
- Regulatory Standards, Risk Management
IHS Markit, a world leader in critical information, analytics and solutions, today announced an alliance with MSCI (NYSE: MSCI) to help asset managers implement liquidity risk management programs and comply with SEC Rule 22e-4. Available next month, the multi-asset class solution integrates fixed income market and liquidity data from IHS Markit with MSCI LiquidityMetrics analytics.
Opus & Ponemon Institute Announce Results of 2017 Third Party Data Risk Study: 56% of Companies Experienced Data Breach, Yet Only 17% are Prepared to Mitigate Risk
- 8 years 7 months ago
- Compliance, Risk Management
Opus, the leading provider of global compliance and risk management solutions, today announced the results of the second annual Ponemon Institute Data Risk in the Third- Party Ecosystem study. Sponsored by Opus, the study uncovers the security risk companies face when sharing sensitive information with third parties.
GLEIF Answers Financial Industry Calls to Enable Faster, Customized and Automated Access to the Legal Entity Identifier Data Pool
- 8 years 7 months ago
- Regulatory Standards, Infrastructure
Basel – The Global Legal Entity Identifier Foundation (GLEIF), the body responsible for ensuring the operational integrity of the Global Legal Entity Identifier (LEI) System, today launched its LEI ‘Look-up’ application programming interface (API). It provides developers with the opportunity to directly access the complete LEI data pool in real time and to perform on-demand checks for changes to specific LEI records in a convenient, easy-to-read... more
FICO Achieves Amazon Web Services (AWS) Financial Services Competency status
- 8 years 7 months ago
- Security, Data Protection, Fraud Detection, Compliance, AML and KYC
Silicon Valley analytic software firm FICO announced that its TONBELLER® Siron® suite of anti-money laundering (AML) and know your customer (KYC) solutions have achieved Amazon Web Services (AWS) Financial Services Competency status. This designation recognises FICO for delivering robust solutions on AWS to help organisations manage critical issues pertaining to the industry, such as risk management, data management, navigating compliance... more
Corlytics Develops FCA’s Intelligent Handbook
- 8 years 7 months ago
- Regulatory Standards, Risk Management
Corlytics, the global leader in regulatory risk intelligence, has helped develop the world’s first intelligent regulatory handbook for the UK’s Financial Conduct Authority.
AxiomSL Wins Reporting Product of the Year for Credit Agricole Singapore MAS 610 and 649 Reporting
- 8 years 7 months ago
- Regulatory Standards, Data, Risk Management
AxiomSL, the global leader in regulatory reporting, data and risk management solutions, has been named as “Reporting Product of the Year” at the Asia Capital Markets Awards 2017. The awards ceremony was jointly hosted by Futures & Options World (FOW) and Global Investor Group in Singapore on Thursday, 21 September. AxiomSL was recognised for its involvement in regulatory reporting to the Monetary Authority of Singapore mandates 610 and 649... more
ULLINK Partners with Leading European Bank to Launch New MiFIDII Solution for Systematic Internalisers
- 8 years 7 months ago
- Trading Systems, Compliance
ULLINK, a global provider of electronic trading and connectivity solutions to the financial community, has partnered with a leading European bank to develop a new solution for client quote management. The new solution, called UL QUOTE, is available to Brokers acting as a Systematic Internaliser (SI), enabling them to comply with MiFID II regulations concerning pre-trade transparency.
ULLINK Partners with Leading European Bank to Launch New MiFIDII Solution for Systematic Internalisers
- 8 years 7 months ago
- Trading Systems, Compliance
ULLINK, a global provider of electronic trading and connectivity solutions to the financial community, has partnered with a leading European bank to develop a new solution for client quote management. The new solution, called UL QUOTE, is available to Brokers acting as a Systematic Internaliser (SI), enabling them to comply with MiFID II regulations concerning pre-trade transparency.
Smartkarma Expands into Europe to Bring Innovation and Transparent Pricing to European Investment Research, Addressing MiFID II Concerns
- 8 years 8 months ago
- Compliance
Smartkarma, Asia’s largest provider of independent investment research, today announced the opening of its new UK office to serve as a hub to build out its independent research analyst community in Europe and support its buy-side investor clientele. Arzish Baaquie, who joined the firm in 2014 and previously led the Special Situations offering, is spearheading the growth of Smartkarma in the UK and will build a team based in Baker Street, London.
