ACA Compliance Group Launches ComplianceAlpha® App for Mobile Devices

ACA Compliance Group Launches ComplianceAlpha® App for Mobile Devices
18.08.2020 02:48 pm

ACA Compliance Group Launches ComplianceAlpha® App for Mobile Devices


ACA Compliance Group (ACA), a leading provider of governance, risk, and compliance advisory services and technology solutions, announced today the launch of the mobile app version of its ComplianceAlpha platform for risk and compliance management. Designed to provide financial services firms with an on-the-go hub for compliance management, communication, resources, thought leadership, and future ComplianceAlpha functionality, ACA’s ComplianceAlpha mobile app provides both employees and compliance teams with an easier, more accessible compliance experience.

Jordan Schwartz, Partner at ACA, said, “Regulators across the globe are scrutinizing how firms are addressing COVID-19-related risks, issues, and challenges, including their business continuity planning (BCP)operational resilienceinsider trading surveillance and market abuse detection, and code of ethics policies and procedures. With many firms working from home, both compliance officers and employees need an easy and effective way to meet their regulatory obligations remotely. We’re excited launch the ComplianceAlpha mobile app and provide our clients with a solution that puts compliance at the fingertips of each employee.”

Available now for iOS and Android devices, ACA’s ComplianceAlpha mobile app allows users to:

  • Manage requests and disclosures for trades, gifts and entertainment, outside business activities, and more
  • Receive push notifications for important company information and urgent alerts, such as in BCP or disaster scenarios
  • Access documents in one place, including company documents (e.g. call chains, contact information) and compliance policies and procedures (e.g. code of ethics, insider trading/MNPI, eComms)

Raj Bakhru, Chief Innovation Officer at ACA, said, “With competing regulatory focus areas requiring vigilant oversight and cost pressures being higher than ever, it’s imperative that compliance becomes easier and more efficient for employees and compliance staff alike. ACA’s ComplianceAlpha mobile app helps make compliance more accessible and convenient by modernizing the experience. It will serve as a key component of ACA’s RegTech solutions suite going forward, as well as the future of how compliance officers interact with ACA.”

Related News

Shield Joins IBM Cloud for Financial Services Ecosystem

Specialist RegTech provider... Read more »

Sysnet Adds New Features to its Revolutionary Proactive Data Security Solution

Sysnet Global Solutions, the leading provider of cyber security and compliance solutions, is... Read more »

UK Financial Institutions Prioritising Investment in Optimising Customer Experience, According to New Tink Research

New data published today from open banking platform Tink reveals that UK financial institutions are continuing to recognise the competitive advantage of open... Read more »

Hong Kong’s livi bank Selects Wolters Kluwer’s OneSumX for Regulatory Reporting Solution

Wolters Kluwer has been selected by livi bank for its award winning ... Read more »

Ideal Prediction Awarded ‘Best Surveillance Provider’ By FX Markets

Ideal Prediction (Ideal), the independent trading analysis and data science company for capital markets, has won the FX Markets award for ‘Best Surveillance... Read more »

Smith & Williamson Selects Broadridge’s Industry Leading SRD II Compliance Solution

Broadridge Financial Solutions, Inc. (NYSE:BR), a global Fintech leader, has announced an agreement to provide Smith & Williamson Group, a leading... Read more »

Free Newsletter Sign-up
+44 (0) 208 819 32 53 +44 (0) 173 261 71 47
Download Our Mobile App
Financial It Youtube channel