ICO data reveals finance & legal firms' data breach woes
- 5 years 6 months ago
- Compliance, Data
Redscan, the threat detection and response specialist, today released new Freedom of Information (FOI) request data from the Information Commissioner’s Office (ICO). It found that businesses routinely delayed data breach disclosure and failed to provide important details to the ICO in the year prior to the GDPR’s enactment.
ClauseMatch partners with Alpha Reply to boost integration of compliance management automation at financial institutions
- 5 years 6 months ago
- Compliance
Alpha Reply, the Reply Group company specialising in machine learning and digital transformation of banks and FinTechs, today announced its new partnership with regulatory technology company ClauseMatch. Under the agreement, Alpha Reply will be implementing and integrating the ClauseMatch RegTech solution for policy management and compliance at financial institutions worldwide.
Investors Bank Selects Wolters Kluwer’s OneSumX for Regulatory Reporting
- 5 years 6 months ago
- Regulatory Standards
Investors Bank has chosen Wolters Kluwer’s OneSumX for Regulatory Reporting to provide its regulatory reporting software. Investors Bank, which operates from its corporate headquarters in Short Hills, New Jersey, has approximately $25.52 billion in assets and 151 branches located throughout New Jersey and New York.
Derivatives Service Bureau 2019 Consultation Milestones
- 5 years 7 months ago
- Compliance, Infrastructure
The Derivatives Service Bureau, founded by the Association of National Numbering Agencies (ANNA) to facilitate the allocation and maintenance of International Securities Identification Numbers (ISINs), Classification of Financial Instrument codes (CFIs) and Financial Instrument Short Names (FISNs), for OTC derivatives, has today announced that it is conducting a User Survey as well as establishing a group-wide Agreement Forum as part of 2019... more
Thales and Gemalto reach agreement with the Antitrust Division of the United States Department of Justice
- 5 years 7 months ago
- Security, Compliance, Infrastructure
Reference is made to the joint press release by Thales (Euronext Paris: HO) and Gemalto (Euronext Amsterdam and Paris: GTO) dated 27 March 2018 in relation to the launch of the recommended all-cash offer by Thales for all the issued and outstanding shares of Gemalto (the "Offer"), the publication of the Offer Document, and the joint press release of Thales and Gemalto dated 10 August 2018 in relation to the further extension of the Acceptance... more
Nivaura poised for growth following $20m strategic seed investment round
- 5 years 7 months ago
- Compliance, Infrastructure
Nivaura, a regulated FinTech company focused on automating the issuance and administration processes for financial instruments, has closed a strategic funding round, raising $20m in seed and seed extension capital from a number of prominent partners.
NICE Actimize Signs Crypto Finance Leader Circle to Implement Markets Surveillance and Protections Strategy
- 5 years 7 months ago
- Data Protection, Fraud Detection, AML and KYC
Leading the industry with solutions supporting digital financial services offerings, NICE Actimize, a NICE (Nasdaq: NICE) business and the leader in Autonomous Financial Crime Management, was selected by Circle, a leading global crypto finance company, to implement its market surveillance and protections strategy.
Bank of China Selects Wolters Kluwer’s OneSumX for Integrated Finance, Risk and Regulatory Reporting in Australia
- 5 years 7 months ago
- Regulatory Standards
Bank of China has chosen Wolters Kluwer’s OneSumX for Regulatory Reporting to provide its regulatory reporting calculation and submission software for its operations in Australia.
Red Deer’s MiFID II Research Management Solution Selected by Engadine Partners LLP
- 5 years 7 months ago
- Compliance
Red Deer, the financial technology company dedicated to enhancing the performance of active investment managers, announced today that its Research Management solution has been selected by hedge fund Engadine Partners LLP (“Engadine”), to enable the firm to benefit from a flexible, tailored and operationally efficient approach to MiFID II.
Fonetic hires ex JP Morgan and Apama execs to drive global expansion
- 5 years 7 months ago
- Security, Compliance
Fonetic, a global leader in voice processing, compliance and surveillance technology, has made two major hires across Europe and North America in response to burgeoning demand for voice surveillance systems.
New Valley Bank & Trust Partners with Baker Hill to Support Commercial and Small Business Lending
- 5 years 7 months ago
- Compliance, Data, Risk Management
Baker Hill, a leading provider of technology solutions for common loan origination, risk and relationship management, CECL compliance, and smart data analytics, announced that New Valley Bank & Trust has selected Baker Hill NextGen® for Commercial and Small Business Lending to help the bank develop efficiencies in the lending process and modernize the borrower experience.
Governor Software launches Governor Reg: FCA
- 5 years 7 months ago
- Compliance
Governor Software Ltd, an innovative governance and oversight solution provider, today announced that it has launched Governor Reg: FCA, a live version of the Financial Conduct Authority (FCA) Handbook which allows UK regulated financial institutions to map, track and report regulatory compliance.
SteelEye Launches Consolidated Communications and Trade Data Surveillance Solution
- 5 years 7 months ago
- Compliance, Data
SteelEye, the compliance technology and data analytics firm, is pleased to announce the launch of its holistic and comprehensive communications and trade surveillance solution. SteelEye has fully integrated this with its existing powerful records retention and data analytics platform. The solution enhances firms’ ability to meet MAR/MiFID II and other international regulatory requirements, while offering powerful and intelligent insight into the... more
NICE Actimize Enhances Sales Practices & Suitability Solution with Flexible Client Review Models and Investigative Tools
- 5 years 7 months ago
- Compliance, Security
As regulatory bodies around the world step up enforcement of investment suitability regulations to ensure firms and advisors are properly managing investor wealth, NICE Actimize, a NICE (Nasdaq: NICE) business and the leader in Autonomous Financial Crime Management, has enhanced its Sales Practices & Suitability solution with new flexible client review models and investigative tools that enable firms to align compliance programs with... more
Shield FC Announces Cloud-Enablement of Compliance Platform
- 5 years 7 months ago
- Compliance
Specialist RegTech provider Shield Financial Compliance (Shield FC) announces the cloud-enablement of its compliance platform. The Shield Cloud provides financial institutions with a full and flexible regulatory compliance solution, out of the box.
