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This past Monday Celent’s Senior Analyst of Securities and Investments William Trout partnered with Seismic’s GM and VP of Financial Services Craig Dunham for a webinar on the DOL fiduciary rule, how firms are scrambling to meet the regulation’s requirements by April 2017, and the extent to which technology can help them efficiently validate, document, and educate, while lowering the operational costs of doing so. Three keys from this highly informative and engaging webcast are as follows:
Explore these points and dozens of others by watching this webcast recording, and prepare for the DOL fiduciary rule with Seismic’s newly launched packet—a comprehensive resource filled with industry news, rule guidelines, and leading insights.
The clock is ticking. It’s time to comply with the DOL fiduciary rule.