NICE Actimize, a NICE business, today announced that Vontobel, a Swiss global investment firm, has renewed and expanded its applications with NICE Actimize’s advanced SURVEIL-X Markets Surveillance to support its growth strategy across its global holdings while providing capabilities for future technology expansion.

A long-time customer of NICE Actimize, Vontobel extended its contract with NICE Actimize’s holistic conduct surveillance cloud platform which provides the potential to add additional functions in the future. Largely focused on Investment and Asset Management capabilities and enhancing Vontobel’s strategic direction for its global investment capabilities, NICE Actimize SURVEIL-X solutions will provide additional sector coverage as needed.

“Vontobel’s goal is to be known as a trusted global investment firm, so it was important for us to continue working with a reliable solutions provider to enhance our vast investment profile while meeting the needs of regulators,” said Marco Furegati, ED, Head Compliance Markets at Vontobel. “In order to provide the best possible service and security to our clients, it is essential to have a solid framework in terms of compliance with all market rules. NICE Actimize’s SURVEIL-X Markets Surveillance meets these requirements and provides a holistic approach to cover our future business requirements.” 

“Regulators worldwide have become more aggressive in investigating and bringing enforcement actions, fines, and sanctions against firms with inadequate compliance procedures and systems. NICE Actimize brings next level markets surveillance and risk detection capabilities at scale, with even better detection coverage and the ability to monitor unified communications,” said Chris Wooten, EVP, NICE Vertical Markets. “NICE Actimize is uniquely positioned to continue our service as a trusted advisor for Vontobel as it drives compliance efficiency.”

NICE Actimize’s Markets Surveillance solution is part of the SURVEIL-X Holistic Conduct Surveillance platform and helps financial services institutions, broker/dealers and future commission merchants meet their regulatory obligations, avoid costly fines and preserve their reputation. NICE Actimize’s SURVEIL-X Markets Surveillance solution addresses regulatory obligations across multiple asset classes.

To download Quadrant Knowledge Solutions (QKS) recently released market report “SPARK Matrix™: Trade Surveillance and Monitoring, 2022” please click here.