Etrading Software's Project Sentinel Completes MiFID II Technology Specification
- 7 years 8 months ago
- Security and Compliance, Trading Systems
Solving the MiFID II challenge requires a significant amount of human resources and technology investment that, if solved on an individual basis could prove very costly with only limited, if any, competitive advantage. Project Sentinel’s collaborative approach enables market participants to pool their resources by investing in a standards-based, strategic MiFID II compliant technology solution that will automate the regulatory business... more
Yorkshire Building Society Group Taps Unisys Stealth® to Secure Customer Information and Facilatate PCI Compliance
- 7 years 8 months ago
- Security and Compliance
Unisys Corporation announced that its UK subsidiary has been selected by Yorkshire Building Society Group (YBSG), the UK’s second largest building society, to provide its Unisys Stealth® data protection product to secure customer information and facilitate compliance with the new Payment Card Industry Data Security Standards (PCI DSS).
GreySpark: MiFID II Cost to Worry Buyside Industry
- 7 years 9 months ago
- Security and Compliance
A new report from GreySpark Partners, a leading global capital markets consulting firm, examines strategies that investment banks can use to assess the impact of the second iteration of the EU’s Markets in Financial Instruments Directive (MiFID II) on the profitability of their trade execution businesses.
Linedata Exchange Event Discusses Industry’s Readiness for the Implementation of MiFID II
- 7 years 9 months ago
- Security and Compliance, Trading Systems
Over 150 financial and IT industry specialists attended the annual Linedata Exchange Europe conference in London, debating the industry’s readiness for the implementation of MiFID II in 2018. Matt Gibbs, Front Office Product Manager at Linedata, the global solutions provider dedicated to the investment management and credit industries, highlighted that despite the delay in MiFID II’s implementation date, firms must review whether they will have... more
Wolters Kluwer Paper Explores How To Succeed in IFRS 9 Implementation
- 7 years 9 months ago
- Security and Compliance, Risk Management
The implementation of accounting standard IFRS 9, due in 2018, is revealing itself to be a transformational event for the banking industry, according to a new paper from Wolters Kluwer
Advicent Helps Advisors in DOL Compliance
- 7 years 9 months ago
- Security and Compliance, Infrastructure
The Department of Labor (DOL) has set a new standard for advisors by redefining who qualifies as a fiduciary. New objectives aim to ensure that advisors are always putting the best interests of their clients first, and reduces conflicts of interest for advisors by increasing fee disclosures. Many believe that this fiduciary standard will increase the cost of business for advisors due to the cost to comply, and if some advisors want to continue... more
RIMES and Industry Experts Urged to Face up to Compliance and Operational Challenges Ahead
- 7 years 9 months ago
- Security and Compliance
RIMES, together with the European Fund and Asset Management Association (EFAMA) and the Financial Markets Law Committee (FMLC), cautioned compliance teams against overlooking important regulatory challenges during its first Regulatory Seminar.
Fidessa Cooperates with Commcise
- 7 years 10 months ago
- Security and Compliance
Fidessa group plc (LSE: FDSA) has today announced a new partnership with Commcise that brings to the market a transactional method for funding Research Payment Accounts (RPAs). This allows the industry to support evolving MiFID II regulatory requirements whilst at the same time improving operational efficiency.
Software AG Reveals Next Generation Total Surveillance Solution for Financial Institutions
- 7 years 10 months ago
- Security and Compliance, Banking, Compliance
Software AG reveals the availability of a next generation Total Surveillance solution providing comprehensive monitoring and surveillance for investment banks and other financial institutions.
SmartStream's Corona Complies with the SWIFT Certified Application - Electronic Trade Confirmation Criteria
- 7 years 10 months ago
- Security and Compliance, Trading Systems
SmartStream, the financial Transaction Lifecycle Management (TLM®) specialist, today announced that its product Corona, the first solution ever to comply with the SWIFT Certified Application - Electronic Trade Confirmation (ETC) criteria, has again been awarded with the label.
Teradata Marketing Applications Research Reveals Non-Compliance Issues in the UK Advertising
- 7 years 10 months ago
- Security and Compliance
Teradata Marketing Applications, a division* of Teradata Corp. (NYSE: TDC), the big data analytics and marketing applications company, has conducted research that reveals major non-compliance issues in the advertising practices of many UK corporations in markets as diverse as Health & Beauty and Financial Services.
WEBB Traders Chooses Itiviti Analyst MAR
- 7 years 10 months ago
- Security and Compliance, Compliance
Itiviti, a world-leading technology provider for the capital markets industry, today announced that WEBB Traders, a fast growing global proprietary trading firm based in Amsterdam, has selected Itiviti Analyst MAR, a solution targeting Market Abuse Regulation (MAR) compliance for all asset classes, with easy, non-intrusive implementation.
Numerix Reveals Solution for Basel III Capital Calculations
- 7 years 10 months ago
- Security and Compliance, Trading Systems
Numerix, the leading provider of cross-asset analytics for derivatives valuations and risk management today announces the availability of its solution to help banks comply with the Basel Committee’s regulatory requirement for Counterparty Credit Risk (SA-CCR) Capital ahead of the January 2017 implementation deadline.
AxiomSL’s XBRL Solution Selected by Union Bank of India (UK)
- 7 years 10 months ago
- Security and Compliance, Compliance
AxiomSL, the leading global provider of regulatory reporting and risk management solutions, announced today that Union Bank of India (UK) Ltd. has decided to use AxiomSL’s XBRL solution to submit a wide range of regulatory reports to Financial Conduct Authority (FCA), as part of its compliance with the Capital Requirements Directive IV (CRD IV).
RIMES' Regulatory Seminar Gathers Buy-Side Compliance Managers
- 7 years 10 months ago
- Security and Compliance
RIMES, the leading provider of managed data services for the buy-side, is hosting its inaugural Regulatory Seminar on Ju
