Trading 212 Partners With Cardamon to Enhance Regulatory Compliance Across All Products and Markets
- 1 day 17 hours ago
- RegTech
Trading 212 has partnered with London-based regtech firm, Cardamon, to deploy its AI compliance platform across multiple jurisdictions, markets and products in which it operates.
MarCoPay Partners With Sumsub to Strengthen Fraud Prevention for Filipino Seafarers and Support AFASA Compliance
- 1 week 18 hours ago
- RegTech
Sumsub brings identity verification, AML screening, and transaction monitoring together for MarCoPay, providing a unified view of real-time fraud signals to help address the Philippines’ enhanced anti-scam requirements.
Ondato and Trinsic Expand Digital Identity Verification Amid EUDI Transition
- 1 week 6 days ago
- RegTech
Ondato, a compliance technology provider offering an all-in-one platform for identity, risk, and customer journey across IDV/KYC, AML and age verification for regulated businesses, announces a partnership with Trinsic to verify their customers through digital identity. This partnership arrives at a critical time in the EU, as multiple member states roll out EU Digital Identity Wallets under the European Digital Identity (EUDI) mandate. Trinsic... more
Armalytix Further Strengthens Compliance and Regulatory Oversight with New Head of Legal and Compliance Appointment
- 3 weeks 6 days ago
- RegTech
Armalytix, the multi-award-winning intelligence firm delivering precision client information for AML, affordability and more, has appointed Arvin Razon as its first dedicated Head of Legal and Compliance, a move that underpins the company's ambition to be the trusted compliance infrastructure for the UK property sector as it scales across conveyancing, lending and estate agency, helping property professionals move transactions forward with... more
Allica Launches “Compliance Engineering” to Accelerate Marketing Processes
- 1 month 3 days ago
- RegTech
Adclear, the financial promotions and communications compliance platform, has today announced a partnership with Allica Bank, the bank for established SMEs. The partnership sees Adclear bring Allica’s marketing compliance documentation into a single, centrally governed system, whilst delivering training and technology to transform the approvals workflow: a process Adclear calls “compliance engineering”.
Volt Receives Australian Financial Services Licence from ASIC, Completing Direct Regulatory Authorisation Across Australia, the UK and EU
- 1 month 4 days ago
- RegTech
Volt, the real-time, rail-agnostic money movement platform, today announces that its Australian entity, Volt Connect Pty Ltd, has been granted Australian Financial Services Licence (AFSL) number 700107 by the Australian Securities and Investments Commission (ASIC). The licence authorises Volt to provide its account-to-account payment services – covering pay-ins and pay-outs on the New Payments Platform – to both retail and wholesale clients in... more
Xceptor Extends SaaS Offering to Switzerland and Japan
- 2 months 2 weeks ago
- RegTech
Xceptor, a global leader in data automation for capital markets, today announced it has launched sovereign-grade SaaS in Switzerland and Japan, two of the world’s most demanding markets. The expansion reflects growing demand for solutions – including Xceptor’s Data Automation, AI, and Confirmations solutions – that align with local data residency and regulatory requirements.
FCA Advances Package of Equity Market Transparency Reforms
- 3 months 6 days ago
- RegTech
The package confirms the framework for a future equity consolidated tape, consults on targeted market structure reforms and introduces an interim market activity reporting tool for shares. UK equity markets offer investors a wide choice of trading options. The FCA's assessment is that competition and innovation have delivered significant benefits for market users, helping create liquid and resilient markets.
FinregE Launches Roadmap to Navigate the Complexity of the EU AMLA Single Rulebook
- 3 months 1 week ago
- RegTech
FinregE, The End-to-End Regulatory Operating System (FinregE ROS), today announced the release of its comprehensive expert guide, “The European Union’s Anti-Money Laundering Authority (AMLA) Single Rulebook: 2027 Compliance Guide.” This strategic roadmap is designed to assist financial institutions, obliged entities and compliance officers in navigating the most significant overhaul of the European Union’s Anti-Money
UniCredit in Poland Selects Flagright to Support Enterprise Risk-Based Transaction Monitoring and Financial Crime Controls
- 3 months 1 week ago
- RegTech
Flagright, the AI operating system for financial crime compliance, today announced that UniCredit in Poland uses Flagright to support transaction monitoring, customer screening, customer risk scoring and case management across its digital banking operations.
Triple-A Secures In-Principle Approval from VARA for Broker-Dealer Services
- 3 months 3 weeks ago
- RegTech
Triple-A, a global payment institution, today announces that it has been granted In-Principal Approval (IPA) for Broker-Dealer services from the Virtual Assets Regulatory Authority (VARA).
Streamlined Rulebook to Save Asset Managers £128M a Year
- 3 months 3 weeks ago
- RegTech
The FCA has proposed a package of reforms that would tailor requirements proportionately for asset managers, cut costs for firms and give better data to supervise the sector more effectively. A large share of the £128m-a-year savings are expected to come from simpler Fund Reporting for Asset Management Entities (FRAME) requirements. These would be tailored to the specific circumstances of UK industry, delivering better data to make... more
FCA Cracks Down on Illegal Promotions and Market Abuse in the First Year of Its New Strategy
- 3 months 3 weeks ago
- RegTech
The FCA led an international crackdown on illegal finfluencer promotions – resulting in 3 arrests and 650 social media takedown requests. It also secured a combined 11 years in prison for 2 cases of insider dealing in the first year of its 5-year strategy, according to its Annual report and accounts published today.
FinregE Warns Firms Against Dismantling ESG Frameworks Amid SEC Retraction
- 4 months 4 days ago
- RegTech
As the U.S. Securities and Exchange Commission (SEC) moves to rescind its landmark climate disclosure rules, many firms are viewing the move as a reprieve. However, a new report from FinregE, The End-to-End Regulatory Operating System, warns that this is a dangerous miscalculation.
WNSTN Joins Google Cloud Marketplace with Enterprise API to Power Compliant AI for Financial Institutions
- 4 months 1 week ago
- RegTech
WNSTN.ai, the compliance-first AI infrastructure platform for financial services, today announced it has joined Google Cloud Marketplace, alongside the launch of its robust enterprise API integration. The new integration enables brokerages and regulated financial institutions to deploy AI-powered personalization, investment ideas, and explainable insights directly within their digital platforms while significantly reducing time-to-delivery.
