Increased Regulation and Embedded Finance Predicted as the Top Fintech Trends for 2025 by Mambu and Partners
- 10 months 1 week ago
- RegTech
Leading Software as a Service (SaaS) cloud banking platform Mambu, has launched its annual Partner Predictions Report for 2025.
37% Of Payments Leaders Cite Regulatory Clarity As Top Challenge In MiCA Crypto-Asset Compliance
- 10 months 1 week ago
- RegTech
Clear Junction, a global leader in cross-border payments for regulated financial institutions, has revealed a significant gap in the preparedness of payment industry leaders to navigate the complexities of the Markets in Crypto-Assets Regulation (MiCA) regulation, which is now in effect across the EU.
CMA Issues Letter to Monzo About Breaching Parts 3, 7, 8, and 12 of the Retail Banking Order
- 10 months 3 weeks ago
- RegTech
Part 3 of the Order requires surveys to be carried out of Personal Current Account (PCA) and Business Current Account customers about the quality of service received from their provider. On 2 occasions Monzo published incorrect / out of date survey results.
FCA Fines Barclays £40 Million
- 10 months 3 weeks ago
- RegTech
The FCA has fined Barclays £40 million in total for its failure to disclose certain arrangements with Qatari entities in 2008. This follows Barclays' decision to withdraw its referral of the FCA's planned action to the Upper Tribunal. The action was based on findings which included that Barclays' conduct in its October 2008 capital raising was reckless and lacked integrity - the FCA's earlier press release is linked in the notes below. The... more
Regnology Acquires VERMEG’s RegTech Division – AGILE – to Solidify Position as Global Market Leader
- 10 months 3 weeks ago
- RegTech
Regnology, a leading software provider with a focus on regulatory reporting solutions, announced today the acquisition of VERMEG's regulatory reporting division – AGILE – which was previously part of the Lombard Risk portfolio.
Cboe Clear Europe Secures Regulatory Approval to Launch Securities Financing Transactions Clearing
- 10 months 3 weeks ago
- RegTech
Cboe Clear Europe, a leading pan-European clearing house, today announced that it has received regulatory approval to clear European Securities Financing Transactions (SFTs). This was granted by De Nederlandsche Bank (DNB) and the Autoriteit Financiële Markten (AFM).
Boerse Stuttgart Digital Partners with Fenergo to Scale Regulatory Compliant Crypto Solutions Across Europe
- 11 months 2 weeks ago
- RegTech
Boerse Stuttgart Digital, the leading infrastructure provider for cryptocurrencies and digital assets in Europe, partners with Fenergo, a renowned leader in AI-powered KYC, client lifecycle management, and transaction monitoring solutions.
While FTC’s ‘Click-To-Cancel’ Should Reduce Chargebacks, Experts Warn Effective Communication Should Remain Top Priority
- 11 months 4 weeks ago
- RegTech
Chargebacks911, the global chargeback technology leader, has called on merchants across the globe to prepare their operational and customer service policies ahead of the U.S.
Broadridge Expands OTC Derivatives Reporting Solution Across Multiple Jurisdictions
- 12 months 2 days ago
- RegTech
Broadridge Financial Solutions, Inc. , a global technology leader, today announced its readiness to support new OTC derivatives reporting requirements by the Monetary Authority of Singapore (MAS) and the Australian Securities and Investments Commission (ASIC) set to go live on October 21, 2024.
SteelEye Reveals Compliance CoPilot
- 1 year 4 weeks ago
- RegTech
SteelEye, the pioneering integrated surveillance provider trusted by financial firms worldwide, has rolled out its revolutionary Compliance CoPilot tool across trade surveillance. SteelEye’s Compliance CoPilot leverages large language models (LLMs) to augment the role of a compliance officer by providing intelligent analysis, automation and actionable insights. It enables analysts to prioritize high-risk alerts, investigate alerts more... more
ASIC Expands Operational Resilience Guidance for Market Participants
- 1 year 1 month ago
- RegTech
ASIC has today released a letter to market participants outlining technological and operational resilience guidance, clarifying how to identify critical business services and notification of a major event. The guidance relates to the technological and operational resilience requirements detailed in Chapters 8A and 8B of the ASIC Market Integrity Rules (Securities Markets) 2017 and ASIC Market Integrity Rules (Futures Markets) 2017.
Landesbank Baden-Württemberg (LBBW) Selects Fenergo for International Business
- 1 year 1 month ago
- RegTech
Landesbank Baden-Württemberg (LBBW), Germany's largest state bank, has selected Fenergo, the leading provider of solutions for know your customer (KYC), client lifecycle management (CLM) and transaction monitoring to provide a new cloud-based client onboarding system
CFTC Fines Nasdaq Futures $22M for Core Principle Violations and Misleading Disclosures
- 1 year 1 month ago
- RegTech
The Commodity Futures Trading Commission today issued an order filing and settling charges against Nasdaq Futures, Inc., formerly a designated contract market (DCM). The order finds Nasdaq Futures, Inc. failed to properly establish, monitor, or enforce rules related to an incentive program Nasdaq Futures, Inc. offered to certain traders on its DCM. The order also finds Nasdaq Futures, Inc.
CFTC Obtains $12.7 Billion Judgment Against FTX and Alameda
- 1 year 2 months ago
- RegTech
The Commodity Futures Trading Commission today announced the U.S. District Court for the Southern District of New York entered a consent order of permanent injunction and other equitable relief against FTX Trading Ltd. and Alameda Research LLC (together, FTX) and ordered FTX to pay $12.7 billion in monetary relief to FTX customers and victims of FTX’s fraud.
Wealthify Releases New Proprietary Platform
- 1 year 2 months ago
- RegTech
Wealthify, a leading savings and investment service, has today announced the launch of its new proprietary platform, significantly enhancing its in-house capabilities. This development marks a major step in the company's plans to scale and grow its business.
