Fonetic hires ex JP Morgan and Apama execs to drive global expansion
- 5 years 10 months ago
- Security, Compliance
Fonetic, a global leader in voice processing, compliance and surveillance technology, has made two major hires across Europe and North America in response to burgeoning demand for voice surveillance systems.
New Valley Bank & Trust Partners with Baker Hill to Support Commercial and Small Business Lending
- 5 years 10 months ago
- Compliance, Data, Risk Management
Baker Hill, a leading provider of technology solutions for common loan origination, risk and relationship management, CECL compliance, and smart data analytics, announced that New Valley Bank & Trust has selected Baker Hill NextGen® for Commercial and Small Business Lending to help the bank develop efficiencies in the lending process and modernize the borrower experience.
Governor Software launches Governor Reg: FCA
- 5 years 10 months ago
- Compliance
Governor Software Ltd, an innovative governance and oversight solution provider, today announced that it has launched Governor Reg: FCA, a live version of the Financial Conduct Authority (FCA) Handbook which allows UK regulated financial institutions to map, track and report regulatory compliance.
SteelEye Launches Consolidated Communications and Trade Data Surveillance Solution
- 5 years 10 months ago
- Compliance, Data
SteelEye, the compliance technology and data analytics firm, is pleased to announce the launch of its holistic and comprehensive communications and trade surveillance solution. SteelEye has fully integrated this with its existing powerful records retention and data analytics platform. The solution enhances firms’ ability to meet MAR/MiFID II and other international regulatory requirements, while offering powerful and intelligent insight into the... more
NICE Actimize Enhances Sales Practices & Suitability Solution with Flexible Client Review Models and Investigative Tools
- 5 years 10 months ago
- Compliance, Security
As regulatory bodies around the world step up enforcement of investment suitability regulations to ensure firms and advisors are properly managing investor wealth, NICE Actimize, a NICE (Nasdaq: NICE) business and the leader in Autonomous Financial Crime Management, has enhanced its Sales Practices & Suitability solution with new flexible client review models and investigative tools that enable firms to align compliance programs with... more
Shield FC Announces Cloud-Enablement of Compliance Platform
- 5 years 10 months ago
- Compliance
Specialist RegTech provider Shield Financial Compliance (Shield FC) announces the cloud-enablement of its compliance platform. The Shield Cloud provides financial institutions with a full and flexible regulatory compliance solution, out of the box.
Chainalysis Secures $30M Investment Led by Accel to Pave Way for Next Wave of Cryptocurrency Growth
- 5 years 11 months ago
- Cryptocurrencies, Compliance
Chainalysis, the leading provider of cryptocurrency compliance and investigation solutions, has secured a $30M Series B financing led by Accel. Benchmark also increased its investment in the company after leading its $16M Series A round last April. Chainalysis will use the funding to support strategic product development of new cryptocurrency usage and open an office in London that will act as a hub for its research and development lab and... more
Shield FC Named One of the Most Influential FinTech Companies for 2019
- 5 years 11 months ago
- Compliance
Specialist RegTech provider Shield Financial Compliance (Shield FC) is proud to announce it has been named as one of Financial Technologist Magazine’s List of the Most Influential FinTech Companies for 2019.
SWIFT to open The KYC Registry to corporates
- 5 years 11 months ago
- AML and KYC
SWIFT announces that it is to open its world-leading Know Your Customer platform, The KYC Registry, to corporates. In a first step, from Q4 2019, all 2,000 SWIFT-connected corporate groups will be able to join The KYC Registry, and use it to upload, maintain and share their KYC information with their banks.
Semafone appoints new CEO Gary E. Barnett to fuel global growth
- 5 years 11 months ago
- Security, Compliance, Data, People Moves
Semafone, the leading provider of data security and compliance solutions for call and contact centres, today announced the appointment of Gary E. Barnett to the role of chief executive officer as the company prepares to expand its presence in the U.S. market. Effective immediately, Mr Barnett will replace Tim Critchley who, as CEO of Semafone since 2009, has led the company from a UK start up to an award-winning international business spanning... more
Post-MiFID II Financial patform launches webcast series with inaugural session on PATISSERIE VALERIE
- 5 years 11 months ago
- Compliance, Security
ReachX, an emerging financial platform looking to transform wholesale banking and research in a post-MiFID II environment, is pleased to announce the launch of its webcast series.
Shield FC eComms Platform Chosen as One of the Top Start-Ups by Coveted Deloitte RegTech Challenge Competition
- 5 years 11 months ago
- Compliance
Shield Financial Compliance (Shield FC) is proud to announce it is one of the winners in the Deloitte RegTech Challenge
AxiomSL Increases Focus on SFTR Solution within Trade and Transaction Reporting Capabilities Suite
- 5 years 11 months ago
- Compliance, Regulatory Standards, Security, Risk Management
AxiomSL, the leading global provider of regulatory-reporting, risk and data-management solutions, today announces that Joao Serodio has been elevated to the role of Product Manager for the Trade and Transaction suite, including the Securities Financing Transactions Regulation (SFTR) solution. Joao takes on this expanded role as AxiomSL approaches launch of its SFTR solution, following the European Commission adoption of the SFTR RTS on 13... more
Shield FC Announces Strategic Partnership with niiio Finance Group AG
- 5 years 11 months ago
- Security, Compliance
Shield Financial Compliance (Shield FC), a cross-regulation compliance platform that provides a 360 view on electronics communications (eComms) and trades to make complia
UK consumers threaten to thwart banks’ SCA compliance
- 5 years 11 months ago
- Payments, Compliance
Lenders, card issuers and payment service providers that need to comply with new fraud rules under PSD2 next year face a challenge from their own customers. In a new FICO survey, only about half of UK consumers say they are willing to give their bank or card issuer their mobile number in order to carry out extra authentication steps. Many banks are counting on authentication using mobile phones to comply with the rules.
