ACA Compliance Group becomes sponsoring partner of AIMA
- 4 years 10 months ago
- Compliance, Risk Management
ACA Compliance Group (ACA), a leading provider of governance, risk, and compliance (GRC) advisory services and technology solutions, today announced that it has become a global sponsoring partner of the Alternative Investment Management Association (AIMA). The move is designed to reinforce ACA’s unwavering commitment to providing the hedge fund community a superior customer experience through specialised expertise, a deep understanding of the... more
SIX Group selects Know Your Customer’s digital solutions to strengthen supplier due diligence
- 4 years 10 months ago
- RegTech, AML and KYC
SIX Group has selected award-winning RegTech provider Know Your Customer to strengthen its procurement process and better assess the risk associated with its international suppliers.
b-next provides compliance solution to major Russian bank
- 4 years 10 months ago
- Trading Systems, Banking, Compliance
The German developer of specialised software b-next has concluded the past fiscal year with an important business deal. A major Moscow-based bank has decided to monitor their future trading activities using an installed surveillance platform developed by b-next. For the software provider, this achievement marks an important step in entering the Russian market.
Asian Private Banker Names Fenergo as the Best KYC and Client Onboarding Solution of the Year
- 4 years 10 months ago
- Banking, AML and KYC
Fenergo, the leading provider of digital transformation, customer journey and client lifecycle management (CLM) solutions for financial institutions, today announced it has been awarded “Best KYC and Client Onboarding Solution” by the Asian Private Banker Technology Awards. This accolade is testament to Fenergo’s powerful technology suite and ability to ensure compliance with regulations relating to KYC and customer onboarding for financial... more
Leading French banking group engages AxiomSL’s comprehensive Global Shareholding Disclosure (GSD) solution
- 4 years 10 months ago
- Fraud Detection, Compliance, Regulatory Standards
AxiomSL, the industry’s leading provider of risk and regulatory reporting solutions, announces an agreement with a global financial institution in France to implement AxiomSL’s Global Shareholding Disclosures (GSD) solution on its data integrity and control platform, ControllerView. The firm is part of a leading Tier-1 French banking group that engages in a range of banking activities, including global asset management.
Wolters Kluwer Wins Major Accolades for SaaS Regulatory Reporting Solution and Regulatory Engine Upgrade
- 4 years 11 months ago
- Security and Compliance, SaaS, Regulatory Standards, Infrastructure
Wolters Kluwer’s Finance, Risk & Reporting (FRR) business has won three major accolades for its industry leading integrated regulatory compliance and reporting solutions. The awards specifically celebrate the success of the company’s software-as-a-service (SaaS) Regulatory Reporting solution and its Regulatory Engine Upgrade, both launched in mid 2019.
Queensland-based DayTek Capital Hires Christoph Flefel as Chief Risk and Compliance Officer
- 4 years 11 months ago
- Compliance, People Moves
DayTek Capital is pleased to announce the appointment of Christoph Flefel, as its new Chief Risk and Compliance Officer.
Vanquis Bank partners with HooYu to digitalise KYC processes
- 4 years 12 months ago
- Security, AML and KYC
Leading customer onboarding and KYC technology firm, HooYu, has announced a partnership to digitalise Vanquis Bank’s KYC processes. The HooYu KYC journey has been selected to provide additional identity proofing during the customer lifecycle when customers perform a potentially high-risk action on their accounts.
Encompass Corporation 2019 AML penalty analysis: $8.14 billion of fines handed out globally
- 4 years 12 months ago
- AML and KYC
Encompass Corporation, a fast-growing provider of intelligently automated Know Your Customer (KYC) solutions, has carried out an analysis of Anti-Money Laundering (AML) related penalties handed down between 1 January and 31 December 2019. Key observations:
IoTech Lab and Keesing Technologies partner to enhance global KYC platform
- 5 years 2 days ago
- AML and KYC
A new partnership between IoTech Lab and Keesing Technologies ensures seamless alignment between risk-based approach rating analysis, transaction monitoring and reliable identity verification. By integrating Keesing’s ID verification technology, IoTech Lab provides an extensive Know-Your-Customer checking platform.
Trader KYC verification from Sum&Substance in MetaTrader 5
- 5 years 3 weeks ago
- AML and KYC
The trading platform integration with the Sum&Substance KYC service enables the validation of client personal data and documents with one click. The new functionality provides further automation of client onboarding procedures for MetaTrader 5 brokers and the minimization of manual operations.
FCA Calls for Input on New Model for Open Finance
- 5 years 3 weeks ago
- Regulatory Standards
The Financial Conduct Authority has issued a call for input on proposals to extend open banking rules to a wider range of products, under a new model billed as 'open finance'.
Addiko Group in audit project with Ideagen
- 5 years 1 month ago
- Audit and Reporting
Addiko Group is to work with software firm Ideagen in a cross-border auditing project through several Central and Eastern European countries. Headquartered in Vienna, Addiko - a specialist Consumer and SME banking group – will launch Ideagen’s Pentana Audit software across its operations in Austria, Croatia, Slovenia, Montenegro, Serbia and Bosnia & Herzegovina.
Encompass Corporation Partners with Pega to Streamline and Enhance Know Your Customer Processes
- 5 years 1 month ago
- AML and KYC
Encompass Corporation, a fast-growing provider of intelligently automated Know Your Customer (KYC) solutions, today announces a partnership with Pegasystems Inc. (PEGA), the software company empowering digital transformation at the world's leading enterprises.
Esma Proposes Development of Consolidated Tape for European Equities
- 5 years 1 month ago
- Regulatory Standards, Security
Europe's top securities regulator has recommended the establishment of a real-time consolidated ticker tape to improve transparency for equities across the EU's fragmented markets.
